LL2-14 — Ch14 Climate change: science and the precautionary principle#
Late lessons from early warnings: science, precaution, innovation (EEA Report No 1/2013), Part B “Emerging lessons from ecosystems”. Report pages 308–346 (PDF pages 310–348). Chapter text runs pp. 308–340. References are on pp. 341–346, and Panel 14.1 carries its own reference list on p. 335.
Reading note: I read the whole text extract page by page. I then rendered and checked visually p. 308 (opening box), p. 315 (Fig. 14.2), p. 318 (Box 14.3), p. 326 (Fig. 14.3), p. 329 (Fig. 14.4), pp. 331 and 335 (Panel 14.1 with Figs 14.5–14.6) and pp. 339–340 (Table 14.1). The extract is essentially complete, but it loses sub/superscripts (CO2 and similar) and the figure contents. One row of Table 14.1 (p. 340) is garbled in the printed PDF itself, not just in the extract (see Limitations).
Authors and standpoint#
Chapter authors: Hartmut Grassl and Bert Metz (p. 308). A footnote thanks EEA staff John van Aardenne, Hans-Martin Füssel, André Jol and Paul McAleavey “for helping to prepare the manuscript” (p. 308, fn 1).
What the chapter says about them: very little. The unattributed opening box (below) says the chapter “reflects the lifelong commitment of both authors to trying to understand and mitigate the effects of human-induced climate change” (p. 308). The chapter gives no institutional affiliations.
What matters but is not stated in the chapter (from general knowledge; check against the LL2 contributor list before relying on it): - Grassl is a German atmospheric physicist. He was director of the World Climate Research Programme (WCRP) in the 1990s, a director at the Max Planck Institute for Meteorology in Hamburg, and chair of the German Advisory Council on Global Change (WBGU). - The chapter cites his own 1975 paper on black-carbon aerosols and cloud albedo (p. 313). - Table 14.1 lists “Schneider, Twomey and Grassl” among the 1970s early-warning milestones (p. 339). - Box 14.3 celebrates the 1995 detection announcement by the Max Planck Institute for Meteorology’s founding director (p. 318). - The chapter cites WBGU reports (pp. 320–321). - Metz is Dutch. He co-chaired IPCC Working Group III (mitigation) for the third and fourth assessments (2001, 2007) and wrote Controlling climate change (2010). - That book is the stated source for Box 14.5 (p. 323), Box 14.6 (p. 325), the CDM arithmetic (p. 325), the CDM project mix (p. 326) and the EU 2 °C risk-management framing (p. 327). - Implication: much of the chapter is an insider account of institutions the authors helped lead: the IPCC (including WG III), the WCRP and the WBGU. That gives it authority and detail. It also gives the authors a stake in how the IPCC’s reliability, its errors and the cost estimates of its mitigation working group are presented. The chapter does not disclose these roles.
The chapter’s evident stance: - Strongly supports the IPCC as the authoritative voice (Box 14.2, p. 317) and the multilateral UNFCCC/Kyoto approach. - Calls opponents “climate change deniers” or “contrarians” and a “denial industry” (p. 330). - Is candid that the science-policy dialogue has been “only … a partial success” (p. 336). - Sympathises with the EU’s 2 °C policy (p. 327). - Ends with advocacy for reframing climate policy as “green growth” (pp. 338–339). - It is as much a history of science and diplomacy as a “late lesson” case. There is no single product, company, regulator or legal case of the kind that structures most Late Lessons chapters.
Opening box (p. 308), unattributed; editorial voice, probably the EEA editors: - Dates the first credible early warning to 1897. The body text and Table 14.1 say 1896 (Arrhenius). - Explains that climate change was left out of the first Late lessons volume (2001) because there “appeared to be too much legitimate controversy”. A climate case “could have led to arguments that distracted attention” from more established cases (asbestos, PCBs, CFCs, X-rays, acid rain). That decision was taken despite the IPCC’s 1995 “discernible human influence” finding (p. 308). - It is now included “despite some continuing controversy”, citing the 2007 IPCC “very high confidence” finding. It asserts “an urgent need for action” given the size and irreversibility of harms (p. 308). - This is notable in itself (my observation, not the box’s): the EEA project used its own reputational caution, delaying a case until the evidence was overwhelming. That mirrors the institutional behaviour the reports usually criticise. - The box promises that the chapter “concludes with some lessons and insights that are relevant to many other environmental and health issues” (p. 308). In fact there is no explicit lessons section; the lessons sit inside the Discussion (pp. 336–339).
Panel: - Panel 14.1, “The evolution of the IPCC’s approach to assessing ‘uncertainty’”, by Malcolm MacGarvin (pp. 331–335). - It is a documentary history of IPCC uncertainty guidance from the first assessment (FAR) to AR5, with its own critical commentary. (MacGarvin was a contributor to the Late Lessons project; this is general knowledge, not stated here.) - It is not an industry or regulator response and does not dissent from the chapter’s conclusions. - But its emphasis differs in a way that matters. It stresses that expert assessment has systematically underestimated structural uncertainty, and it raises precaution-relevant type II errors. The main text instead says uncertainty on the core physical questions is largely resolved (p. 337). See Limitations. - There is no dissenting panel, and no response from industry, economists or anyone sceptical of the UNFCCC approach.
Section-by-section notes#
Opening box (p. 308)#
Covered above. The key framings: - the basic physics is “simple” but the detailed science is “exceedingly complicated”; - many details “cannot be predicted with certainty”, so sustained controversy over the science and “the true value of burning fossil fuels” is “unsurprising”; - “Some contrarian views persist, however, as the authors illustrate” (p. 308).
14.1 Introduction (pp. 309–310)#
- Climate and fossil fuels as twin drivers of civilisation. Climate has historically determined where and how people live (p. 309). Reducing dependence on climate’s “vagaries” has driven development: shelter, irrigation, food storage.
- Fossil fuels have “arguably been the key factor enabling humankind to separate decisions about where and how to live from the local climatic conditions”: heating and cooling, pumping water, moving food, flying (p. 309).
- This is an unusually explicit acknowledgement in the Late Lessons series of the large benefits of the hazardous activity. The chapter does not develop what that means for lock-in.
- The same fossil fuels that let “the wealthy part of humankind” become less dependent on climate are changing the atmosphere’s radiative properties. The resulting changes are “unprecedented at least since the end of the last ice age” (p. 309).
- Distributive injustice: “Ironically, or tragically, the societies that have contributed most to the problem … are generally least affected by its impacts, and vice versa” (p. 309). Wealth buys protection. Poor, low-emitting people often live in climatically marginal regions (p. 309).
- Political salience: COP15 in Copenhagen (December 2009) was the second-largest gathering of heads of state and government outside UN headquarters, after Rio 1992 (p. 309).
- Why climate is “unique” (p. 309), three reasons: 1. the effects of climate change and of climate policies are very large and widespread; 2. the “winners” and “losers” are very unequally distributed across the world and over time, which raises international and intergenerational equity issues; 3. the science and its interactions with society are extremely complex, which “prevents clear-cut answers” on many questions decision-makers care about, such as local and regional impacts.
- Science-policy interface under pressure. “Unique institutions have been created to facilitate the transfer of scientific knowledge to decision-makers.” Meanwhile “Other forces have developed to obstruct this knowledge transfer by creating unfounded confusion even around robust scientific findings”. Scientists find themselves “in an increasingly politicised environment” (p. 309).
- Sustainable development frame: Agenda 21 (1992) and the Millennium Development Goals, which link poverty eradication (Goal 1) with environmental sustainability (Goal 7). The development dimension is “fundamental”, but in practice “much of the scientific and policy discussion on climate change has been narrowly focused” (p. 310).
- Stated aims: to trace the co-evolution of climate science and international policy, covering the science-policy interface, the role of the precautionary principle for scientific and social uncertainties, the link to sustainable development, and lessons (p. 310).
14.2 Early science to the 1970s (pp. 310–314)#
- Box 14.1 (p. 310) gives the IPCC definition of the greenhouse effect. The effective emission to space comes from an altitude averaging –19 °C; the surface averages +14 °C. Higher greenhouse gas concentrations raise the effective emission altitude to a colder level, which is the “enhanced greenhouse effect”.
- Fourier (1824), drawing on Saussure’s observations, compared the atmosphere’s vertical temperature gradient to heating under a glass plate. The absorption properties of gases were then “completely unknown” (p. 310).
- Tyndall (1863) gave a “remarkably precise description” of the greenhouse effect: the atmosphere “admits the entrance of the solar heat but checks its exit”. He based it on his own measurements of the absorption bands of water vapour and CO2, which account for ~80 % of today’s total greenhouse effect (p. 310).
- Arrhenius (1896), using Langley’s CO2 absorption data, argued that burning coal (mainly in Britain) could raise surface temperatures (pp. 310–311).
- His logarithmic relation (temperature rises arithmetically as CO2 rises geometrically) is “still valid”.
- His estimate of 3–5 °C per doubling is “close to present day knowledge”; the chapter gives IPCC 2007 as 2.0–4.5 °C (p. 311).
- Crucially, Arrhenius “was not alarmed”: his initial concern was the harm to Scandinavia if cooling occurred (p. 311). The first “early warning” was not a warning to its author. The label is retrospective.
- Brückner (late 19th century) raised human-caused climate change through deforestation and land cultivation, via albedo and evaporation, not greenhouse gases (p. 311).
- Arrhenius’s work did not produce a continuing debate because of the lack of accurate trace gas measurements. Callendar (1938) could only give 274–292 ppmv for turn-of-the-century CO2 (p. 311).
- Callendar (1938/1939) was the first to establish the full chain from CO2 increase, through changed radiation fluxes, to the warming observed between 1900 and 1938 (p. 311). His 1939 statement: man is changing the atmosphere “at a rate which must be very exceptional on the geological time scale” (p. 311).
- Why it failed to spark debate (p. 311), even with early CO2 data, real warming in 1900–1940 and better spectroscopy:
- meteorologist colleagues “did not believe the CO2 concentration changes he claimed to have been observed”;
- most meteorologists had poor knowledge of radiative transfer.
- Footnote 2 (p. 311): accurate trace gas measurement needs international inter-laboratory comparison to remove systematic errors. Reliable CO2 change estimates arrived only in the 1960s, and CH4 and N2O data only in the late 1980s.
- Radiative transfer and computing. Chandrasekhar’s 1950 equation can only be solved numerically, which demands high-performance computing. Even today much climate-model computing time goes on “‘brute force’” radiative calculations (p. 311).
- Sensitivity estimates, 1956–1963 (p. 312):
- Plass (1956): 2.5 °C per doubling without clouds;
- Kaplan (1960): below 2 °C with clouds;
- Möller (1963): with fixed relative humidity (water vapour feedback), nearly 10 °C. This was “strongly disputed”.
- Monitoring. The International Geophysical Year (1957–58) began long-term CO2 monitoring. Keeling set up stations at Mauna Loa and in Antarctica (the South Pole) (p. 312).
- The series revealed the Northern Hemisphere’s seasonal “breathing”.
- By 1970 it showed a clear rising trend of ~0.4 % per year (p. 312).
- Fig. 14.1 shows the Mauna Loa monthly record from 1958 to about 2011, with a y-axis of roughly 320–380+ ppm, the rising trend and the annual cycle (p. 312; source NOAA 2011).
- First general circulation models (GCMs). Atmospheric GCMs arrived in the late 1950s. By the early 1960s one had been run with doubled or quadrupled CO2 (pp. 312–313). The early models treated the ocean as a thin slab tens of metres deep, so they reached equilibrium too fast. Ocean mixing in fact delays warming “by at least several decades” (p. 313).
- Clouds (p. 313). Clouds cover >60 % of the Earth and reflect up to 80 % of sunlight; high clouds warm and low clouds cool.
- Schneider (1972): raising cloud tops by 600 m is equivalent to +2 °C, and reducing cloud cover by 8 % has a similar effect.
- The net cloud effect “proved very difficult to quantify” (p. 313).
- (The chapter also states that GCMs gave ~1 °C of warming per W m⁻² “if the effect of clouds were trivial” (p. 313). That is high relative to standard no-feedback values, so it presumably includes other feedbacks. It is not central.)
- Air pollution and climate (p. 313). The “absence of obvious atmospheric warming from the late 1940s until the 1970s”, despite rising greenhouse gases, pointed to surface cooling from increased turbidity. Pollution:
- raises albedo over dark surfaces and lowers it over bright ones (Yamamoto 1972; Eschelbach 1973);
- causes “global dimming”;
- raises the reflectivity of water clouds (the Twomey effect, 1972/1974), but lowers it for thick clouds containing black carbon (Grassl 1975).
- Per AR4, these effects remain “a key uncertainty” and mask the enhanced greenhouse effect by about one third (p. 313).
- Summary at end of the 1970s (pp. 313–314). It was known that:
- CO2 was rising ~0.4 %/yr;
- models gave “several degrees” of warming for a doubling;
- the water cycle holds two positive feedbacks (water vapour, and ice/snow albedo).
- “most of the main elements of our current technical understanding of the issues were in place”. CH4 and N2O trends and pre-industrial CO2 levels were still unknown (p. 314).
14.3 Breakthroughs of the 1980s (pp. 314–316)#
The breakthroughs were “largely the result of global change research coordination” (p. 314). - Ice cores. Swiss and French teams (Neftel et al. 1985; Jouzel et al. 1987) measured CO2 in ice-core air bubbles precisely enough to reconstruct long-term history (p. 314). - They found a strong CO2–temperature correlation, but “the processes causing this correlation are still debated today”. - The glacial and interglacial limits (~190–200 ppmv and ~280 ppmv) are “still unexplained” (p. 314). - Orbital changes in Northern Hemisphere insolation trigger glacial transitions; greenhouse gases and ice-albedo feedback amplify them and make them global (Hansen 2010) (p. 314). - Coupled atmosphere-ocean models arrived at the end of the 1980s (p. 314). - Models “based on natural laws, are the only way for a look into the future”, conditional on assumptions about human behaviour (p. 314). - Early models needed “flux corrections”, deliberate adjustments to stop climate drift. Some models no longer needed them only by the 2001 third assessment (TAR) (p. 314). - Key robust result: ocean heat capacity delays the full signal by many decades. In a period of strong concentration increase, “less than two thirds” of the warming already committed can be seen. Conversely, “the effects of policy measures taken now can only be detected after several decades” (p. 314). - Fig. 14.2 (p. 315; IPCC 2007a) shows model components added over time: mid-1970s CO2 and rain; mid-1980s clouds, land surface and prescribed ice; FAR a “swamp” ocean; SAR volcanic activity, sulphates and ocean; TAR carbon cycle, aerosols, rivers and overturning circulation; AR4 chemistry and interactive vegetation. - Global temperature records. The first century-long global trend analyses came in the 1980s (Groisman et al. 1987; Hansen et al. 1988). They were “still rather uncertain” because of gaps in quality assurance across thousands of stations: changes in instruments, surroundings, observers and calibration (p. 314). - Other developments. WMO’s 14th Ozone Report (1984) listed many artificial substances that are strong greenhouse gases, the “greenhouse gang”, including CFCs. The Antarctic ozone hole “became widely known only in 1985, although it had started several years earlier”. CH4 and N2O trends still could not be quantified because the time series were too short (pp. 314, 316).
14.4 Global coordination of research and the IPCC (pp. 316–320)#
- In the 1980s the issue “‘broke out’” from science into environmental policy (p. 316).
- Governments had funded most of the research.
- What mattered was that “groups of leading scientists, speaking as an increasingly coordinated and unified voice”, were “reinforced and broadcasted” by NGOs such as the Climate Action Network (p. 316).
- This transfer was formalised in November 1988 with the IPCC, described as “then unique, remarkable and authoritative” (p. 316).
- 14.4.1 WCRP. The first World Climate Conference (WMO, 1979) created the World Climate Programme. Its research arm, the WCRP, began in 1980 as the first global change research programme, co-financed by WMO and ICSU. The International Geosphere-Biosphere Programme (IGBP) followed in 1986. Together they are “the main global organising and coordinating framework”. The WCRP’s World Ocean Circulation Experiment (WOCE, completed by 1997) enabled the estimate that oceans absorb ~2 billion tonnes of anthropogenic carbon a year (TAR) (p. 316).
- 14.4.2 Villach 1980 and 1985. UNEP, WMO and ICSU convened “high-ranking scientists”. The October 1985 statement warned that long-term economic and social decisions are “all based on the assumption that past climatic data … are a reliable guide for the future. This is no longer a good assumption” (p. 316). The chapter highlights this as one of the key threats: infrastructure may no longer fit prevailing climate. SCOPE 29 (1988) warned of changes in variability and extremes, possibly including “new, more devastating extremes” (p. 316).
- Box 14.2 “Why do most policymakers accept IPCC statements as the most authoritative voice on climate change?” (p. 317). In the IPCC’s case expert review was “lifted to a level never reached before in any field of science”. The reasons are “primarily structural but also related to individuals”, notably first chair Bert Bolin. Structural advantages:
- UN sponsorship (WMO and UNEP);
- intergovernmental membership;
- authors selected by scientists and governments from national nomination lists;
- elaborate two-round review (scientists, then government experts), with comments judged by non-author scientists (the main text, p. 318, describes three stages: a few expert scientists, then the wider community, then governments);
- “approval of the summary for policymakers ‘sentence by sentence’”.
- My reading: written by insiders, the box reads as endorsement as much as analysis. It does not discuss any costs of intergovernmental line-by-line approval, such as political negotiation of wording.
- 14.4.3 IPCC establishment (pp. 317–318).
- It arose from proposals by heads of national meteorological services at the 10th WMO Congress (May 1987). The Congress saw an authoritative assessment as a mechanism “without which government attention was unlikely” (p. 317).
- First meeting November 1988, with three working groups: WG I science, WG II impacts and adaptation, WG III mitigation.
- Its tasks include using models as “the only means of adding together all the non-linear processes” (p. 317).
- Plenaries combine government scientists and policymakers (“a remarkable development”), but “the actual assessment work is done by selected scientists only” (p. 318).
- The structure was judged successful (Bolin 2008), with 2010–2011 changes after criticism (p. 318). Its creation was “a decisive turning point … at least amongst technical and policy experts” (p. 318).
- The new IPCC was “immediately under pressure” to finish its first full assessment in time for the Second World Climate Conference in October 1990 (p. 318).
- FAR (June 1990) (p. 318) found:
- a natural greenhouse effect;
- strong anthropogenic increases in CO2, CH4 and N2O;
- 0.3–0.6 °C of 20th-century warming;
- a strong greenhouse gas–temperature correlation over 160,000 years of Antarctic ice;
- rising sea level, glacier retreat and precipitation shifts.
- But given “the level of proof that is required” to show change beyond natural variability, it “could not yet state that observed climate change has a man-made origin” (p. 318). Scientific conservatism about attribution is explicit here.
- IPCC Response Strategies Working Group (1989) said the potentially serious consequences “justified the immediate adoption of response strategies” (limiting emissions, preparing adaptation). It proposed a framework convention plus protocols, modelled on the Vienna Convention and Montreal Protocol, with equitable emission goals and sectoral options (p. 318). So precautionary recommendations came from within the IPCC before attribution was established.
- Box 14.3 (p. 318). In March 1995 a pre-print (Hegerl et al., published 1997) claiming detection of anthropogenic climate change was announced at a Hamburg press conference by Klaus Hasselmann (MPI Meteorology). It rested on four types of evidence, including the fingerprint method. The box notes: “The wide media coverage of this very unusual event emphasised the significance”. The box calls the paper a “pre-print of a peer-reviewed scientific paper”; it was published only in 1997. The chapter does not discuss whether announcing detection by press conference before journal publication was appropriate.
- SAR (1995) (pp. 318–319). WG I (November 1995): “The balance of evidence suggests a discernible human influence on global climate”, the first time the human signal was perceived against natural variability, which “strengthened the urgency”. WG II: impacts were already occurring. WG III: many low-emission options, and early mitigation as “a risk management approach” to keep stabilisation options flexible (p. 319).
- TAR (2001) (p. 319): “new and stronger evidence that most of the warming observed over the last 50 years is attributable to human activities”. Evidence of impacts had “strongly increased”, and projections of future impacts were “much more serious than in the past”. The potential for strong reductions was “clearly demonstrated”, at costs “modest compared to the projected increase in wealth” (p. 319). (This is Metz’s own working group’s finding, relayed without independent critique.)
- AR4 (2007) (pp. 319–320):
- WG I (2 February 2007) “stoked the political debate”: “very high confidence” that the net human effect since 1750 has been warming, with forcing of 1.6 W m⁻² (0.6–2.4) (p. 319).
- WG II: impacts increased and risks higher, with harm starting at lower temperatures than previously assumed (Smith et al. 2009). “Approximately 20–30 % of plant and animal species assessed so far are likely to be at increased risk of extinction” if warming exceeds 1.5–2.5 °C (p. 319).
- WG III: global emissions “need to peak not later than 2015” for a 50 % chance of staying below 2 °C. Peaking in 2025 commits the world to at least 3 °C. There are “ample options … at modest costs”, and costs and benefits are “broadly comparable” even for 450 ppm CO2-eq (p. 319).
- Stern Review (2007) was “more unequivocal”: the costs of aggressive mitigation are substantially lower than the costs of impacts and adaptation (p. 319). The authors add three caveats: 1. benefits are “notoriously difficult to estimate” because many impacts cannot be monetised; 2. co-benefits (air quality, energy security) were excluded; 3. results depend on discount rates. Stern used very low rates, and “Not all economists agree” (Nordhaus 2007) (p. 319).
- This is the chapter’s main acknowledgement of legitimate economic dispute.
- Climate sensitivity (pp. 319–320). The chapter says “One of the reasons for the stark messages about the urgency of reducing emissions was the higher estimate for so-called ‘climate sensitivity’, compared to previous reports” (p. 319), so concentration limits for a given temperature “have to be lower than previously indicated” (p. 320). The AR4 best estimate is 3 °C, “with a lower bound of + 2 °C and an upper bound of + 4.5 °C at two standard deviations”, confirmed by Rummukainen et al. (2010). The chapter says TAR “had estimated climate sensitivity as 2.5 °C (without providing upper and lower bounds)” (p. 320). (Both statements look inaccurate. See Limitations.)
- Consequences for targets (p. 320). The EU had assumed 550 ppmv CO2 was compatible with 2 °C. The new assessment put it below ~450 ppm CO2-eq, meaning ~400 ppm CO2 alone (380 ppm measured in 2007). That requires global CO2 cuts of 50–85 % between 2000 and 2050, and 80–95 % in industrialised countries (p. 320). “Such a goal may appear Herculean”, but many scenarios achieve it through different portfolios: fossil fuels with CCS, large nuclear shares, or 80–100 % renewable electricity (p. 320).
- IPCC Special Report on Renewable Energy Sources (SRREN, 2011) (p. 320). Most of its 164 scenarios show significant renewable growth. In 2008 renewables were ~64 EJ/yr (12.9 % of primary energy), over 30 EJ of it traditional biomass. More than half of scenarios exceed 17 % in 2030 and 27 % in 2050. The highest reach ~43 % (2030) and 77 % (2050).
14.5 Emerging climate policy (pp. 320–327)#
- Framing (p. 320). Power over policy is “widely though not equally shared”. Groups “seek to shape perceptions of truth, information or analysis” (Gregory 1989).
- NGO and business influence “is mentioned briefly here but is not analysed in detail in order to limit the length of the chapter” (p. 320). An important scoping choice.
- NGOs: Climate Action Network (direct feedback on negotiations), Greenpeace (awareness), WWF (science summaries).
- Business: “parts of the fossil fuel industry” lobbied directly or via groups like “the former Global Climate Coalition”, “or have questioned the underlying science”. Others (the World Business Council for Sustainable Development, WBCSD) focused on opportunities.
- Business shift (hedged: “It appears that”): “the perspective of many businesses has changed somewhat over the years from being against action … to being in favour of measures such as regulation, either to provide investment security or because certain industries see opportunities (e.g. the renewable energy industries)” (p. 320).
- 14.5.1 The 1980s (pp. 320–321).
- National advisory bodies were active (e.g. WBGU). Villach and Bellagio workshops (1987) recommended policy targets.
- Toronto and Noordwijk mixed “government representatives, international agency staff and scientists” and produced proposals “that would become the heart of the legal climate change regime” (p. 321).
- Toronto (1988), hosted by Canada and encouraged by the 1987 Montreal Protocol. It called for a framework convention, greenhouse gas stabilisation, domestic CO2 action, a 20 % cut in global CO2 by 2005 from 1988 levels (mostly by industrialised countries) and a global atmosphere fund (p. 321).
- Noordwijk (November 1989), 67 countries at ministerial level. It called for stabilisation “within tolerable limits”, asked the IPCC to define that level, and linked emissions to ecosystems adapting, food production and sustainable economic development. This became the foundation of the UNFCCC objective (p. 321).
- The authors’ verdict: “These events demonstrate the willingness of some political actors to take action based on emerging, but certainly not complete knowledge … the precautionary principle in action” (p. 321).
- 14.5.2 The 1990s: the legal framework (pp. 321–326).
- WMO switched the Second World Climate Conference (SWCC, October 1990) topic from climate variability to anthropogenic change. The FAR presentation “had a major impact”. Ministers from 134 countries called for a convention ready for Rio in June 1992, aiming to prevent “dangerous interference with climate” and, as a first step, to halt emissions growth (p. 321).
- The UN General Assembly set up a negotiating committee (December 1990). The IPCC supplementary report came in 1992. The UNFCCC text was agreed in May 1992 and signed by 153 countries plus the European Communities. (The text says “World Summit in July 1992”, p. 321, but the Rio summit was in June, as the same page says a few lines earlier.)
- Article 3.3 precautionary principle (quoted, p. 322). Where there are “threats of serious or irreversible damage, lack of full scientific certainty should not be used as a reason for postponing such measures”. Note the qualifier: measures “should be cost-effective so as to ensure global benefits at the lowest possible cost”.
- Article 2 ultimate objective (quoted, p. 322): stabilisation at a level preventing “dangerous anthropogenic interference”, within a time frame that lets ecosystems adapt, keeps food production safe and lets development continue.
- Box 14.4, “Four major science questions” (p. 322). What is dangerous? How fast can ecosystems adapt? At what change is food production threatened? At what rate of change is development harmed, and how fast can mitigation proceed without disruption? Three of the four are shown to involve a value judgement: “dangerous” is “obviously a value judgement that cannot be made on scientific grounds alone”; whether ecosystem responses count as “adaptation” or “impacts” is “partly a value judgement” (e.g. “fish stocks that we eat versus marine species that we do not”); the food-production question “also requires value judgements”. The fourth (economic development, and how fast mitigation can proceed) is framed as needing “scientific and economic knowledge … to inform politics”, without being called a value judgement. Science “had not progressed to provide definite and clear information on all these questions, so they were essentially unanswered when the UNFCCC came into force” (p. 322).
- Article 4.2 commitment: “a complicated and not really legally binding way of saying that developed countries will try to stabilise GHG emissions”. The vagueness “reflected the trouble of getting all industrialised countries (and particularly the US) to agree” (p. 322). (The chapter’s paraphrase says stabilisation “by the end of the century”, but the quoted clause says “the end of the present decade”, i.e. 2000, as Box 14.5 and p. 323 confirm. This is a slip in the chapter.) The UNFCCC entered into force on 21 March 1994 (p. 322).
- Box 14.5 Key elements of the UNFCCC (p. 323; source Metz 2010):
- principles: common but differentiated responsibility, vulnerable developing countries, precaution, polluter pays, sustainable development;
- near-universal participation (191 countries plus the EU by September 2008);
- Annex I to stop emissions growth before 2000; technology transfer; Annex II finance; reporting;
- COP rules of procedure “have never been agreed”;
- financial mechanism run by the Global Environment Facility (GEF), replenished voluntarily.
- Kyoto (pp. 323–326).
- At COP1 in Berlin (1995) the vague commitment was “recognised as being far from sufficient”. The Berlin Mandate called for a binding agreement by COP3 (pp. 323–324).
- Developing countries “pushed hard to be left out”, citing common but differentiated responsibilities (Art. 3.1). The COP accepted that industrialised countries go first but all would strengthen over time (p. 324).
- Kyoto was adopted on 10 December 1997: Annex I to cut ~5 % below 1990 by 2008–2012 across six gases. This was “a substantial deviation from the business as usual situation” in which emissions were still “strongly increasing” (p. 324).
- Rules took four more years (COP4–COP7). The Protocol entered into force on 16 February 2005 after Russian ratification. (The chapter dates Russia’s ratification to 16 February 2005; from general knowledge, Russia ratified in late 2004 and 16 February 2005 is the entry-into-force date.) The US, “the single most important emitter”, “withdrew from the Protocol in 2001” (p. 324). (General knowledge: the US had signed but never ratified; in 2001 it repudiated the Protocol.)
- Compliance (p. 324).
- Per 2007 reporting, most Parties other than Canada and New Zealand were “likely to meet their targets” after land-use accounting and flexible-mechanism credits.
- Annex B emissions in 2009 were ~22 % below base year, “in part due to the economic recession of 2008” (Fig. 14.3: base year 12,575.1 Mt CO2-eq; 2008 10,415.3; 2009 9,762.2) (pp. 324, 326).
- The EU-15 is on track for –8 % through domestic and EU measures, sinks and Kyoto mechanisms. “The closing of coal mines in the United Kingdom in 1985 and the German reunification after the fall of the Berlin wall in 1989 have helped” the UK and Germany reach their –12.5 % and –21 % targets. The economic crisis also helped.
- EU measures listed: Emissions Trading Scheme, renewables, efficiency, landfill methane, fluorinated gases.
- Former Soviet and eastern European countries are “significantly overachieving” at ~35 % below 1990, because of economic collapse and restructuring (p. 324).
- Box 14.6 Key elements of the Kyoto Protocol (p. 325; Metz 2010): 180 countries plus the EU (US not a Party); flexible mechanisms (trading, CDM, Joint Implementation); a 30 % penalty on post-2012 shortfalls; a Compliance Committee; an Adaptation Fund financed by a 2 % levy on CDM projects.
- Global emissions rose from ~38 Gt CO2-eq (1990) to ~50 Gt (2010) (UNEP 2011b), largely because of developing-country growth. The US staying out “played a minor role”. The global increase to 2012 was “deliberately accepted (although underestimated at the time)” for equity and polluter-pays reasons, on the expectation that all countries would strengthen later (p. 325).
- Clean Development Mechanism (CDM) (pp. 325–326).
- As of 1 January 2009: 4,474 projects in the pipeline and 1,370 registered. “465 certified emission reductions (CERs) had been issued” (p. 325); the unit is missing, and it is probably millions of CERs.
- The CDM is expected to give ~0.3 Gt CO2-eq/yr in 2008–2012 and ~0.7 Gt/yr in 2013–2020.
- 0.3 Gt is about 50 % of Annex I’s required reduction. The chapter judges it “very likely” that Annex I countries will buy all CERs “Given their relatively low price”, so if all credits are bought, domestic cuts “will be only half of what they would have been without the CDM” (Metz 2010) (p. 325).
- Renewables are the most numerous projects, but HFC-23 and N2O destruction deliver 26 % of expected reductions against 36 % for renewables, because HFC-23 has such a high warming potential (p. 326).
- Weaknesses: for some hydropower and “super critical” coal projects it is “hard to prove” that reductions are “additional”; they “possibly would have happened anyway”. HFC destruction projects meant companies “made profits selling credits” on a by-product of HCFC-22 manufacture. These weaknesses are “being addressed” in post-2012 negotiations (p. 326).
- The CDM is still called “one of the successes of the Kyoto Protocol” (p. 326).
- US and Australia (p. 326). Federal US action had low priority until the end of the Bush administration (2008). State and local action existed, but net emissions were ~15 % above 1990 in 2008. After Obama’s election “there was hope that federal US GHG emission reduction policy would change, but this has not happened”. The chapter says Australia ratified in December 2008 (Table 14.1: “2008 Australia signs”); from general knowledge Australia ratified in December 2007 (in force for it from March 2008), having signed in 1998, so both dates look wrong. It took domestic action anyway and is “more or less set to meet its Kyoto target”.
- SAR and Kyoto (p. 326). It “seems highly probable” that the SAR’s “discernible human influence” statement and its impact and option information “played a strong role” in Kyoto’s adoption. US Congressional resistance (the Byrd-Hagel Resolution, 1997) focused on the Protocol’s design, especially the exemption of countries like China, and on perceived economic risk. In precautionary terms, action strengthened while knowledge “was still far from certain on the causes of climate change, the expected impacts and the feasibility and costs of emission reductions” (p. 326). (Note the last clause: it sits awkwardly with the Discussion’s claim that countries committed only after satisfying themselves on feasibility and cost, p. 338. See Limitations.)
- No agreement on the “safe” level (p. 327): “there was no clear idea how big the challenge actually was and how fast global emission reductions would have to occur”.
- EU 2 °C decision (1996) (p. 327). EU environment ministers decided, in light of the SAR, that warming should not exceed 2 °C above pre-industrial, calling it “a political decision”. It rested on two risk-management approaches (Metz 2010):
- cost-effectiveness: set a tolerable risk politically, then minimise the cost of meeting it, then check political feasibility;
- cost-benefit: compare monetised damages with costs.
- The 2 °C decision “was arguably based on a mix”. 2 °C still carries significant risk for vulnerable countries, but stricter limits were “regarded as unrealistic”. Setting a limit “should not be based on an uncertain and disputed comparison with the monetised costs”.
- “The precautionary element was to set a clear limit, despite the continuing scientific uncertainty” (p. 327).
- Later literature confirmed that <2 °C considerably reduces the risk of irreversible large-scale changes such as complete Greenland ice sheet melt, but significant risk remains. This led developing countries to argue for 1.5 °C (p. 327).
14.6 After 2012 (pp. 327–336)#
- 14.6.1 (p. 327). COP11 (2005) launched Kyoto second-period talks and a UNFCCC-wide “dialogue”. AR4 appeared and the IPCC shared the Nobel Peace Prize with Al Gore (the chapter says “November 2007”; it was announced in October and presented in December). “With the messages from IPCC being discussed widely”, it “was possible” at Bali COP13 (December 2007) to start formal negotiations on a post-2012 agreement. It set up two tracks: Kyoto (all except the US) and “long-term cooperative action” (all countries). The Bali Action Plan set the deadline at COP15 in 2009.
- 14.6.2 Copenhagen (pp. 327–329).
- COP15 “failed to reach agreement on a legally binding agreement … jeopardising effective global action”. The COP “took notice” of the Copenhagen Accord, a political declaration by more than 140 countries: below 2 °C “or possibly even 1.5 °C”, substantial finance, and an annex of national actions (pp. 327–328).
- The Accord showed “almost unanimous support for the 2 °C limit first proposed in 1996 by the EU”, and acknowledged that 1.5 °C might be needed (p. 328).
- Almost 100 countries pledged. The EU pledged 20/20/20 by 2020 (emissions at least 20 % below 1990, 20 % of energy from renewables, primary energy use 20 % below projected levels), and –30 % conditional on comparable efforts by others (p. 328).
- The pledges “imply a 2.5–5 degree trajectory” (UNEP 2010) (p. 328).
- Fig. 14.4 (p. 329; UNEP 2011b) shows emission pathways grouped by likely (>66 %) 21st-century warming. Pledge medians for 2020 sit around 52–56 Gt CO2-eq, above the <2 °C band. The lower panels show 2020 and 2050 emission levels for each temperature class against 1990 (~36.5 Gt) and 2010 (~47.5 Gt) levels. The text (p. 328) and caption (p. 329) describe the lower panels as showing “temperature increases”; that is a mislabel.
- 14.6.3 Cancun and Durban (p. 328).
- Cancun (COP16, 2010) formalised the Accord’s goal and pledges as UNFCCC decisions, plus finance and technology arrangements. The most contested issues were not addressed: Kyoto’s future, legal form, major developing-country commitments, measurement/reporting/verification, and finance.
- Durban (COP17, 2011): no new 2012–2020 agreement. Many countries were “satisfied with the voluntary pledges”. Only some Annex B countries accepted a second Kyoto period. Pledges imply 3–4 °C (UNEP 2011b).
- Durban launched negotiations for a new legally binding post-2020 agreement to be completed by 2015. “Businesses require long-term agreements extending beyond 2020 to inform their investment decisions”. Pre-2020 ambition was needed “if the 2 °C limit is to be taken seriously” (p. 328).
- 14.6.4 Creating doubt on the scientific knowledge base (pp. 328–336).
- Political action in 2000–2010 moved “only slowly”, “at odds with” increasingly strong scientific messages (pp. 328–330).
- Doubt about the science is “One factor … although not the only one”. Other reasons, “global economic and political developments and the growing ineffectiveness of the current approach to international agreements”, are “beyond the scope of this chapter” (p. 330). This is a major scoping choice. Section 14.6.4 examines only doubt-creation, the cause that locates responsibility outside the scientific and diplomatic institutions. The Discussion (pp. 337–338) does add structural causes: collective action, the causer/victim mismatch, inertia, risk perception and framing. But the design of the treaty regime itself is never examined.
- Science requires continual challenge, and the IPCC invests heavily in reflecting uncertainty. But “honest scientists would not blatantly deny where the preponderance of evidence leads (Schneider, 2009). That is precisely what ‘climate change deniers’ or ‘contrarians’ are doing” (p. 330).
- Attacks by “interested political actors” and increasingly by internet blogs aim to “create doubt about the scientific basis for climate protection policies” (p. 330).
- “Political lobbies supported by very few scientists — mostly from fields unrelated to climate change and without a publication record on climate issues — have often received prominent attention in the media, merely by opposing settled knowledge.”
- Media in “Anglo-Saxon countries” have been “much more inclined to support such attempts” (Painter 2011).
- The campaigns “have been able to delay the political process, in particular in the US, but also at the global level”. “It seems that the message that nothing has to be done is preferred to a call for global action” (p. 330).
- Global Climate Coalition (GCC), financed by the fossil fuel industry in the US from 1989 to 2002, “ran multi-million dollar advertising campaigns just before the Kyoto negotiations, which certainly had an impact on public opinion”. Such efforts continue as “a full ‘denial industry’” (Hoggan and Littlemore 2009; Dunlap and McCright 2010). Parallels with tobacco, acid rain and ozone show that “spreading doubt and confusion was a basic strategy” (Oreskes and Conway 2010) (p. 330). The chapter asserts impact (“certainly”) without presenting evidence of its size.
- Economists as “another line of attack”: the argument that climate is “not the end of the world” and that tackling it diverts resources from poverty, hunger, malaria and HIV/AIDS (Lomborg 2007; Copenhagen Consensus 2009) (p. 330). The chapter labels this “Another line of attack on addressing climate change”. That is an attack on acting, not on the science, but it is placed inside the section on creating doubt, and the chapter does not engage its merits.
- “Climategate” (just before COP15). Hacked University of East Anglia (UEA) emails were used to accuse IPCC scientists of manipulating results and excluding unwanted papers. “Glaciergate” followed: two mistakes found in the WG II contribution to the 3,000-page AR4, including an erroneous Himalayan glacier melt rate. Attackers alleged deliberate exaggeration. “A delayed and defensive reaction from the IPCC management to these accusations made things worse” (p. 330).
- UK investigations (Russell et al. 2010; Oxburgh et al. 2010; House of Commons 2010) cleared the Climatic Research Unit (CRU) scientists of misconduct. They recommended that scientists make all supporting data available, “right down to the computer codes”, and the CRU began opening data (p. 330). Investigations of the IPCC mistakes (Netherlands Environmental Assessment Agency 2010; EPA 2010a) found “only very few things needed correction”, with no effect on the main conclusions (p. 330). An InterAcademy Council (IAC) review of IPCC procedures, requested by the UN Secretary-General and the IPCC, suggested changes (p. 330).
- Reforms adopted in May 2011 (p. 336): a communications strategy, grey-literature guidance, protocols for uncertainty and error correction, a conflict of interest policy, and an Executive Committee.
- Opinion effects (p. 336). “Polls have shown that these attacks and other developments have had an impact on public opinion … even though the accusations were shown to be unsubstantiated”.
- EU 2011: 34 % named climate change among their five major concerns, against 57 % in 2007 (Eurobarometer), although 95 % say protecting the environment matters to them personally.
- Media coverage has fallen since 2009 (CSTPR 2011).
- A 15-country HSBC survey still had climate in the top three concerns in 2010.
- “doubts about the reality of climate change have increased in the general population” (no source given) and “the pressure on politicians to take action on climate change has decreased” (p. 336). The Discussion repeats that the public “in several countries became less concerned” and “this affected the political prioritisation of action” (p. 338).
- The causal attribution to the attacks rests on timing; the 2008 financial crisis is an obvious confounder, which “other developments” nods to.
- Self-criticism (p. 336): “This is not to say that the scientific community is completely free of blame”. Scientists and the IPCC “should be open to consider criticism seriously, even if it appears to be scientifically unfounded”. The response was “defensive”, which is partly why the IAC recommended more transparent communication. Scientists “are not necessarily good communicators”, and “A lot can be improved here” (Bowman et al. 2010).
Panel 14.1 — MacGarvin, “The evolution of the IPCC’s approach to assessing ‘uncertainty’” (pp. 331–335)#
- Framing (p. 331). The IPCC separates statistical/probabilistic uncertainty (LL’s “quantifiable risk”) from systemic/structural uncertainty (LL’s “unquantifiable uncertainty”, “ignorance”, “indeterminacy”). FAR and SAR used terms like “almost certain”, “likely” and “doubtful” “inconsistently, even within each assessment” (p. 331).
- TAR guidance (Moss and Schneider 2000; 37 reviewers) (pp. 331–332):
- Uncertainty comes from lack of information and from “disagreement about what is known or even knowable”. For climate it is compounded by global scale, variability slower than instrumental records, no before-the-fact experimental controls, and long forcing-response lags.
- Probability assessments are “inevitably … subjective”, reflecting the “‘degree of belief … among lead authors and reviewers’” (p. 331).
- Challenges: representing differing expert opinion, alerting readers to “‘long tail’ events”, and a “‘cascade of uncertainty’” in impact assessments.
- Specialists must quantify probabilities “because otherwise others, less expert, would do so on their behalf” (p. 331).
- It offered a five-point confidence scale (Fig. 14.5: very high 0.95–1.00 down to very low 0.00–0.05), plus a qualitative evidence-versus-agreement matrix (speculative / competing explanations / established but incomplete / well established) as a supplement, because some were “‘uncomfortable’” with quantification (p. 331).
- Human shortcomings (p. 332): lead authors must be aware of bias and group dynamics, and “guard against the potential for ‘gaming’ or strategic behaviour”. Uncertainty from “conflicting strongly held individual views” differs from “a group of collectively uncertain individuals”. Experts “‘are correct less often than their confident assessments imply’”.
- Remedy: a “‘traceable account’” of how probability judgements were reached, and formal decision analysis for key outcomes (p. 332).
- 2004 IPCC workshop (Manning et al.) (pp. 332–333):
- Frequentist probability assumes stationarity; future climate cannot assume it, so subjective probability is “more relevant”.
- “‘cognitive bias’” is shaped by selective awareness of past events and “the analogies that spring to their mind” (p. 332).
- It distinguished likelihood (the chance of an outcome) from confidence (a community’s belief in the evidence and consensus).
- The working groups diverged in TAR (p. 332):
- WG I used statistical likelihood and “never used the qualitative confidence terms” because of “‘discomfort’” with the wording, though members agreed it was appropriate to indicate separately the amount of information and the degree of expert unanimity;
- WG II used confidence, sometimes as a proxy for probability;
- WG III “did not adopt the guidelines”, saying such scales were hard for economists and social scientists and had little supporting literature. (WG III was the group Metz co-chaired; the panel does not say so.)
- Structural uncertainty “had not been adequately addressed” in TAR, in satellite temperature trends, crop models, unmanaged ecosystems and socio-economic scenarios. There was a demonstrable tendency for it “‘to be overlooked by expert groups’”. Unconsidered structural uncertainties in analysis techniques “may have lead to more apparent certainty being given to results where only one or very few independent analyses had been carried out” (p. 333).
- There is “‘an obligation to identify what we are unlikely to be able to know before the changes actually occur’”, and “‘the assessment community has not done very well’” (p. 333).
- Decision-makers need to know about low-probability/high-impact events. Qualitative context may beat numbers. How do you measure confidence in “unfalsifiable probabilities of future climate change”, and does model convergence really mean more confidence? Robust strategies that work across outcomes “should be favoured” (p. 333).
- AR4 guidance (IPCC 2005) (pp. 333–334):
- It aimed for consistency “‘where possible’” while accepting a “‘diversity of approaches’”. Authors were to address “value and structural uncertainty as well as fundamental unpredictability”, and to make the basis of expert judgements traceable (p. 333).
- It warned about groups “converging and becoming overconfident” or “unjustifiably anchored on previous versions or values” (p. 333).
- Six-point typology (A: direction of change ambiguous … F: a full probability distribution). Three terminologies: qualitative confidence, the five-point quantitative confidence scale, and a likelihood scale (virtually certain >99 % to exceptionally unlikely <1 %) (pp. 333–334).
- MacGarvin’s critique (p. 334): the guidance did not say how to fix TAR’s structural-uncertainty weakness beyond repeating that experts underestimate it. The linear typology “has the potential to contribute to this confusion”: “A situation classified as (F) inevitably includes elements of classification (A)”.
- But such dilemmas “should not lead to policy paralysis, nor necessarily mean that the best option is further research to ‘reduce’ uncertainty”. Weighing pros and cons of action and inaction is an alternative (p. 334).
- IAC review (2010) (p. 334). It followed “‘Climategate’, a critical Dutch review, and the revelation of an error regarding the fate of Himalayan glaciers (actually raised but unaddressed during the fourth assessment report review process)”. The panel is thus more specific than the main text: the error had been flagged in review and not acted on.
- IAC issues: transparent author selection, formal handling of alternative views, open review, resources for comment volume “including any orchestrated efforts … to overwhelm the system”, and demonstrable independence. “Structural uncertainty was not raised.”
- The IAC recommended the qualitative level-of-understanding scale “‘as suggested in’” the AR4 guidance, but the guidance “was ambiguous on this”.
- It supported full traceability; the panel adds that this “has resource implications” for authors (probably MacGarvin’s gloss rather than the IAC’s). The IAC called the combination of quantitative confidence and likelihood redundant, with a dice example (p. 334).
- (Minor: the panel says the IPCC asked for the IAC review; the main text says it was “requested by the UN Secretary-General and the IPCC”, p. 330.)
- AR5 guidance (Mastrandrea et al. 2010) (pp. 334–335):
- Two metrics: qualitative confidence (evidence type, amount, quality and consistency, plus agreement) and quantified likelihood.
- The IPCC (2011) instructed that the evaluation of evidence and agreement be “the basis for any key finding”, with a traceable account. That “nominally at least, represents a significant evolution” (p. 334). The hedge suggests doubt about implementation (my reading).
- Fig. 14.6 (p. 335): a 3×3 grid of agreement against evidence, with confidence rising towards high agreement and robust evidence. The five-point quantitative confidence scale is deleted.
- “For the first time” authors are asked to be aware that findings can be framed to minimise false positives (type I) or false negatives (type II). Academic science traditionally minimises type I errors. From a precautionary perspective type II errors matter, which “requires a different approach. In essence, it can mean assuming that it is more important to be safe than to be right” (p. 335). The guidance itself “does not discuss it in such terms”; that framing is MacGarvin’s.
- Continuities: communicating low-probability/high-impact outcomes and the full range of views, traceable expert judgement, group overconfidence, wording effects, and “experts underestimate structural uncertainty” (p. 335).
- The panel’s reference list includes Kuhn (1962) and Price (1965), which the panel text never cites. It may once have discussed paradigm and “scientific estate” themes that were cut. Metz (2009, Controlling climate change; the chapter’s own list dates it 2010) and Stern (2007) are also listed but not cited in the panel text, so the list may simply be loosely compiled.
14.7 Discussion (pp. 336–339)#
Was climate policy an application of the precautionary principle? (pp. 336–338) - IPCC reports “played an important role in raising awareness of risks as well as explaining potential solutions and their estimated costs”. Internationally, however, the dialogue “can only be regarded as a partial success”. Current policies will not reach the UNFCCC objective (confirmed at Cancun). “Hence, the sum of international political action over the last 20 years is inconsistent with a strict interpretation of the precautionary principle, which would require taking necessary action in the absence of full information” (p. 336). - Five criteria of increasing evidence (p. 336). “The more society and its leaders are willing to adopt a precautionary approach, the fewer criteria have to be fulfilled before actions are implemented”: 1. an observed long-term rise in long-lived greenhouse gases; 2. observed global mean warming; 3. paleoclimatic evidence of warming from an enhanced greenhouse effect; 4. detection of a significant anthropogenic contribution using validated models and fingerprints; 5. attribution of specific aspects, such as ocean thermal expansion and upper-stratosphere/mesosphere cooling. - When each was met (pp. 336–337): - C1 by the late 1960s for CO2, and in FAR 1990 for CH4 and N2O (halocarbons via the WMO/NASA ozone assessments); - C2 by FAR 1990; - C3 “arguably” by FAR 1990 (160,000-year ice-core correlation); - C4 by the SAR statement (December 1995); - C5 by TAR 2001 (lower-stratosphere cooling mostly from ozone depletion; upper-stratosphere and mesosphere cooling from CO2), reinforced by AR4 on sea-level rise from ocean warming. - The development of systematic uncertainty guidelines was “An important factor” in meeting the criteria. The calibrated terms are ‘as likely as not’ (33–66 %), ‘likely’ (67–90 %), ‘very likely’ (90–99 %) and ‘virtually certain’ (99–100 %) (p. 337). - Conclusion: “for all these criteria scientific proof is by now largely or completely available at a high confidence level. Hence we are far beyond the knowledge level where the precautionary principle would still be needed for any action in the global climate change context — at least, if the precautionary principle is interpreted as referring to major anthropogenic changes to the global climate system” (p. 337). - The criteria ignore impacts and policy costs. Some would say weighing costs and alternatives, including doing nothing, goes “beyond the precautionary approach” into “comprehensive risk management”. But “most authorities accept that precautionary policy actions need to take account of the pros and cons of action and inaction” (cross-reference to Chapter 27) (p. 337). - Why precaution was applied elsewhere but struggles here (pp. 337–338). “It seems” that since Rio, precaution has mostly been applied “at regional scales” to air and water pollution. (The chapter says where precaution has been applied; it does not claim or show that it succeeded there.) There “The stakes were much lower”, and “those implementing policies were generally also the ones benefitting from them”. Climate differs in three ways: 1. Everyone is strongly affected, and “There is no readily available solution that could easily reduce the problem to a safe level” (p. 337). 2. It is global. Emission cuts are cost-effective only with comparable action by others. The most affected are poor and contributed least, so motivation depends on ethical perspective. “it appears that increasing information on the expected distribution of impacts, i.e. on expected ‘winners’ and ‘losers’, has unfortunately decreased the momentum for international climate policy” (p. 337). 3. Long gas lifetimes (a decade to millennia) and ocean inertia mean cuts show effects only after decades. Costs and benefits are therefore unequally distributed across countries and over time. “Primarily self-interested high emitters have little incentives for costly emission reductions because they will experience only a small fraction of their benefits” if they consider only the present generation (pp. 337–338). - Many reductions carry near-term non-climate benefits (air quality, lower import bills). - Self-interested motivation “is particularly low” for measures like CCS “that do not provide large non-climatic benefits” (p. 338). - Trajectory of the principle’s influence (p. 338). “Apparently the precautionary principle did play a role when the UNFCCC was agreed” after FAR (criteria 4 and 5 not yet met). Binding goals in the UNFCCC would have shown “full acceptance”. Its influence “diminished however with subsequent actions. Now precautionary arguments appear to have only little, if any, effect on internationally coordinated climate policy action” (p. 338).
Is a risk management framework better? (p. 338) - “Arguments based on a risk management framework had a much stronger impact on political action than arguments based mainly on a precautionary framework”. Countries committed “only … after having satisfied themselves that emissions reductions are technically feasible, and that they can be implemented at reasonable costs and in a politically acceptable way”. Cost-benefit analysis (e.g. Stern) is sometimes used too (p. 338). - Risk perception (p. 338). It depends on assumptions about future developments and on uncertainties “that cannot be presented in strict scientific terms”. It also depends on how scientists communicate and interact, their perceived credibility, media handling, psychology, culture, worldviews and political affiliation (Weber and Johnson 2012; McCright and Dunlap 2011). - The 2009–2010 attacks showed its importance. The “‘blogosphere’” generates “(dis)information, in which scientific arguments often are characterised as ‘just another opinion’”, undermining bodies like the IPCC (Giddens 2009). - “Misperceptions of risk partially, but not wholly, explain why climate change policy has so far been inadequate” (p. 338).
From threat to opportunity (pp. 338–339) - “Perhaps the biggest problem” has been “the focus on avoiding climate change risks”. Policy demands short-term sacrifices from particular actors while benefits come decades later. Even when benefits outweigh costs, such propositions are “not very attractive or understandable”. “Those that could be worse off in the short term will lobby against a proposed policy”. “A lot rests on solidarity with future generations” (p. 338). - The alternative is to emphasise development interventions that also reduce emissions and build resilience: - efficiency (“good economic policy”); - renewables (rural energy, air quality, import dependence, jobs); - climate-resilient infrastructure, coasts and agriculture (p. 338). - Integrating climate into the development and growth agenda “aligns the benefits for the stakeholders interested in positive economic activities with the benefit of avoiding climate change damage”. “Rather than looking at positive economic and social effects as a co-benefit of reducing climate change risk, climate change risk reduction becomes a co-benefit of development and economic growth” (p. 339). - The trend is under names like “low carbon growth”, “low emissions development”, “climate compatible development” and “green growth”. Examples: the European Commission (October 2011 speech quote), Rio+20, and UNDP, UNEP, OECD and World Bank programmes (p. 339). - The central policy question becomes: “‘how can we achieve the socio-economic goals of growth and development, while addressing climate change risks?’” That demands more integrated analysis, for example on energy import dependence, air quality from shifting to clean energy and electric cars, and soil carbon (p. 339). - Technological pathways to a 2050 fossil-free green economy “must be determined, in part, by means of greater public engagement” (p. 339). This appears only in the last sentence and is not developed.
Table 14.1 Early warnings and actions (pp. 339–340)#
A chronological table from 1896 to 2011. Most entries repeat the text. Differences worth noting: - It gives IPCC 2007 sensitivity as “2.4–4.5 °C” (p. 339), against 2.0–4.5 °C on p. 311 and 2–4.5 °C on p. 319. - The Villach row (“1980 and 1985”) attributes the October 1985 statement to both conferences (p. 340). - The Toronto/Noordwijk row is garbled in the printed PDF (checked on the rendered page): “a Framework Convention from 1988 levels and for a reduction of 20 % in global CO2 by 2003” (p. 340). The text says 2005 (p. 321). The table also calls both “Scientific conferences”, whereas the text describes Noordwijk as a ministerial meeting of 67 countries and both as mixing officials and scientists (p. 321). - “2008 Australia signs the Kyoto Protocol” (p. 340) conflicts with the text’s “ratified” (p. 326); both dates look wrong (see Limitations). - The 2010/2011 row says “Some minor errors, and deficiencies in the handling of scientific uncertainty” were found in AR4 but “did not affect its main conclusions” (p. 340). That is slightly more candid than the main text. - It adds “2011 Canada withdraws from the Kyoto Protocol” (p. 340), which is not mentioned in the main text. - The table lists only scientific and diplomatic milestones. It records no harms, costs, industry actions or domestic regulatory steps.
References (pp. 341–346)#
Several works in the reference list are not cited anywhere in the text, which suggests cut material: - Victor 2011a (Global warming gridlock) and 2011b (Why the world has failed to slow global warming); - Prins and Rayner 2007 (The wrong trousers: radically rethinking climate policy); - Lynas 2009 (“How do I know China wrecked the Copenhagen deal? I was in the room”); - Nurse 2011 (“Stamp out anti-science in US politics”); - McKinsey 2009; - Meinshausen et al. 2009; - Republic of Korea 2009 (green growth plan); - UNDP 2010 (China); - World Bank 2010b (Mexico); - ClimateWorks 2009; - WBCSD 2009; - Bianco and Litz 2010 (US federal authorities); - Reed and Gutman 2011; - REDD+ Partnership 2010; - Lomborg 2010; - EC 2000 (the Commission’s precautionary principle communication); - IPCC 2000 (SRES); - UNFCCC 2011c (non-Annex I nationally appropriate mitigation actions); - older science items (Tyndall 1861 and 1863b; Fourier 1827; Möller 1935).
The most important of these (Victor; Prins and Rayner) argue that the Kyoto-style, top-down UN architecture was itself a cause of failure (general knowledge of those works). The published chapter sets that explanation aside as “beyond the scope” (p. 330).
Caution on the “cut material” inference: the chapter’s citations are generally loose. Examples: UNFCCC 2010 is cited but only UNFCCC 2009 is listed; UNEP 2010a and 2010c are cited but only UNEP 2010 is listed; WBGU 1993 is cited but WBGU 1994 is listed; and “Oppenheim” appears for Oppenheimer. So uncited entries may be sloppy compilation rather than evidence of deleted arguments.
Case timeline#
This is not a single-product case. The “hazard” is the fossil energy basis of industrial economies, and the “action” is mainly international law. The timeline therefore tracks when knowledge reached each threshold and when policy responded.
| Date | What happened | Who | Strength / status of the warning or action | Page |
|---|---|---|---|---|
| 1824 | Atmospheric “glass plate” analogy | Fourier | Conceptual; gas absorption unknown | 310 |
| 1863 | Precise description of greenhouse effect; water vapour and CO2 absorption measured | Tyndall | Physical mechanism established in lab | 310 |
| 1896 (opening box: 1897) | Coal burning could warm the Earth; 3–5 °C per doubling | Arrhenius | Quantitative, broadly right, but not framed as a danger by its author (feared cooling) | 308, 310–311 |
| Late 19th c. | Land-use change alters climate | Brückner | Separate pathway (albedo/evaporation) | 311 |
| 1938–39 | Full chain from CO2 rise to observed warming | Callendar | Credible, but disbelieved by meteorologists; poor radiative-transfer literacy; measurement doubts | 311 |
| 1950s–1963 | Radiative transfer solved numerically; sensitivity estimates 2.5, <2, ~10 °C | Chandrasekhar, Plass, Kaplan, Möller | Contested range; water vapour feedback disputed | 311–312 |
| 1957–58 | Long-term CO2 monitoring begins | Keeling (IGY) | Infrastructure for evidence | 312 |
| Early 1960s | GCM run with doubled/quadrupled CO2 | Modellers | Ocean poorly represented | 313 |
| By ~1970 (late 1960s) | Clear CO2 rise of 0.4 %/yr: Criterion 1 met | Keeling series | Strong observational evidence | 312, 336 |
| 1940s–1970s | No obvious warming; aerosol masking | (Nature/pollution) | Signal hidden by a confounder | 313 |
| 1972–75 | Cloud and aerosol interactions identified | Schneider, Twomey, Grassl | Key uncertainties named | 313, 339 |
| 1979–80 | First World Climate Conference; WCRP; Villach I | WMO, ICSU, UNEP | Research coordination begins | 316 |
| 1984–85 | “Greenhouse gang” of artificial gases; ozone hole widely known 1985 | WMO | Adjacent evidence | 314, 316 |
| 1985 | Ice-core CO2 history (Neftel; Jouzel 1987) | Swiss/French teams | Paleo evidence (Criterion 3 later judged met by FAR) | 314, 337 |
| Oct 1985 | Villach II: significant warming expected next century; past climate no longer a reliable guide | Senior scientists via UNEP/WMO/ICSU | Culmination of the Villach warnings (“initial warnings” followed both the 1980 and 1985 conferences) | 316 |
| 1987–88 | First century-long global temperature trends (Groisman; Hansen) | “Still rather uncertain” | 314 | |
| 1987 | WMO Congress proposes IPCC; Villach/Bellagio policy workshops; Montreal Protocol | Institutional response | 317, 321 | |
| 1988 | Toronto: 20 % CO2 cut by 2005; SCOPE 29 on extremes; IPCC founded (Nov) | Canada; scientists; WMO/UNEP | Political targets proposed (non-binding) | 316–317, 321 |
| 1989 | Noordwijk (67 countries); IPCC Response Strategies WG urges immediate response; GCC founded | Ministers; IPCC; fossil fuel industry | Precautionary calls; organised opposition begins | 318, 321, 330 |
| 1990 | FAR: warming and GHG rise confirmed, attribution not yet possible; Criteria 2 (and arguably 3) met; SWCC, 134 countries call for convention | IPCC; ministers | Strong but not attributive | 318, 321, 337 |
| 1992 | UNFCCC agreed (May), signed at Rio (153 + EC); Art. 3.3 precaution | UN | Framework action before attribution: vague, “not really legally binding” commitments | 321–322 |
| 1994 | UNFCCC in force (21 March) | 322 | ||
| 1995 | Mar: detection press conference (Hasselmann). Apr: COP1 Berlin Mandate. Nov/Dec: SAR “discernible human influence”, Criterion 4 met | MPI-M; COP; IPCC | Detection achieved | 318, 323–324, 337 |
| 1996 | EU adopts 2 °C limit | EU environment ministers | Precautionary limit-setting | 327 |
| 1997 | GCC multi-million-dollar ads before Kyoto; Byrd-Hagel; Kyoto adopted (Annex I –5 % by 2008–12) | Industry; US Senate; COP3 | First binding targets (for industrialised countries only) | 324, 326, 330 |
| 2001 | TAR, Criterion 5 met; US withdraws from Kyoto | IPCC; US | Knowledge strong; largest emitter exits | 319, 324, 337 |
| 2002 | GCC disbanded (successors continue) | 330 | ||
| 2005 | Kyoto in force (16 Feb) after Russian ratification | Binding reductions operative | 324 | |
| 2007 | AR4 (“very high confidence”); Stern; Nobel; Bali | IPCC etc. | Peak by 2015 needed for 50 % chance of <2 °C | 319, 327 |
| 2008 | US emissions ~15 % above 1990; Australia ratifies (per chapter; actually Dec 2007, see Limitations); Kyoto period starts; recession | 324, 326, 340 | ||
| Late 2009 | “Climategate”; COP15 fails to reach binding deal; Accord “noted” | Hackers/critics; COP | Pledges imply 2.5–5 °C | 327–328, 330 |
| 2010 | “Glaciergate”; UK inquiries clear CRU; IAC review; Cancun formalises pledges | Credibility crisis and reform | 328, 330, 334 | |
| 2010 (data) | Global emissions ~50 Gt CO2-eq (vs ~38 in 1990) | UNEP | Global emissions still rising | 325 |
| 2011 | IPCC reforms (May); Eurobarometer concern 34 % (57 % in 2007); Durban launches 2015 negotiation; Canada withdraws from Kyoto | Pledges imply 3–4 °C | 328, 336, 340 |
Lags (my calculations from the chapter’s dates; the chapter does not compute them): - From the culminating Villach statement to policymakers (October 1985; earlier “initial warnings” followed Villach 1980): - framework convention: ~7 years (1992); - binding targets adopted: ~12 years (1997); - binding targets in force: ~20 years (2005), for a subset of countries covering a shrinking share of global emissions; - at 2011, ~26 years on, there was still no agreement expected to put global emissions on a declining path (pp. 325, 328). - From Keeling’s clear CO2 trend (~1970) to binding reductions in force: ~35 years. - From Arrhenius (1896) or Callendar (1938): ~109 and ~67 years to binding reductions in force. - Where the lag sits. Framework-level political response was fairly fast relative to evidence: UNFCCC came two years after FAR, Kyoto two years after SAR. The chapter reads this as precaution working (pp. 321, 326, 338). The lag lies in turning frameworks into binding, effective reductions: implementation rules, ratification, the exit of the largest emitter, the exclusion of fast-growing emitters, and the failure at Copenhagen.
Harms and costs (as the chapter presents them; they are thin, with no realised-harm quantification): - Impacts “already occurring” (SAR 1995; p. 319) and increasing (AR4; p. 319). - 20–30 % of assessed species at increased extinction risk above 1.5–2.5 °C (p. 319). - Changes in extremes (p. 316). Greenland ice sheet risk (p. 327). - Disproportionate burden on poor, low-emitting populations in marginal climates (pp. 309, 337). - Even 2 °C carries “significant risks” (p. 327), possibly beyond what vulnerable people can tolerate (p. 328). - Mitigation costs are “modest” relative to wealth growth (TAR, p. 319) and “broadly comparable” to benefits (AR4 WG III, p. 319). Stern: action costs substantially less than impacts (p. 319), with discount-rate caveats (p. 319). - The chapter gives no monetised damage, mortality or cost-of-delay estimate.
The authors’ own lessons and conclusions#
Lessons the authors derive from their evidence: 1. The science-policy dialogue was only a partial success. IPCC assessments raised awareness and set out solutions and costs. But the sum of 20 years of international action “is inconsistent with a strict interpretation of the precautionary principle” (p. 336). 2. Precaution played a real role early and then faded. It appeared in Toronto and Noordwijk (p. 321), the UNFCCC’s adoption before attribution (p. 338), Kyoto’s adoption under uncertainty (p. 326) and the EU’s 2 °C limit (p. 327). Its influence “diminished”, and precautionary arguments now have “little, if any, effect” (p. 338). 3. The scientific evidence thresholds have all been met. On the physical question, action no longer needs precaution to justify it (pp. 336–337). Precaution is framed as a matter of how many evidentiary criteria a society demands before acting (p. 336). 4. Risk management, not precaution, drove commitments. States committed only once they were satisfied that reductions were feasible, affordable and politically acceptable (p. 338). 5. Climate is structurally harder than regional pollution problems. It combines high stakes and no easy fix, global collective action, a mismatch between who causes and who suffers, and intergenerational delay. Precaution has mostly been applied (the chapter does not say “succeeded”) at regional scale, where stakes were lower and implementers were also beneficiaries (pp. 337–338). 6. Knowledge of distribution can reduce cooperation. As expected “winners” and “losers” became clearer, momentum fell (hedged: “it appears”, p. 337). 7. Doubt campaigns were one cause of slow progress. Fossil-fuel-funded groups, a few scientists outside their field and receptive Anglo-Saxon media delayed action, especially in the US (p. 330). This is explicitly “not the only one” cause (p. 330), and “Misperceptions of risk partially, but not wholly, explain” inadequate policy (p. 338). 8. Institutional defensiveness compounds attacks. The IPCC’s “delayed and defensive” response made things worse. Scientists must take even unfounded criticism seriously and communicate better (pp. 330, 336). 9. Market mechanisms have design flaws. CDM credits may halve domestic effort. Some projects are of doubtful additionality, and some let companies profit from credits for destroying an industrial by-product (pp. 325–326). 10. Framing matters. Presenting climate policy as short-term sacrifice for distant benefits invites opposition (p. 338). 11. Systematic uncertainty guidance helped the science meet its evidentiary thresholds. The IPCC’s guidelines for expressing uncertainty were “An important factor” in fulfilling the five criteria (p. 337). This sits in some tension with Panel 14.1’s critique of that guidance.
Recommendations and advocacy (normative rather than derived): - Reframe climate action as a co-benefit of development and growth (“green growth”, “low emissions development”), so that the self-interest of economic actors aligns with avoiding damage (pp. 338–339). - Pursue more integrated analysis linking climate to energy security, air quality and agriculture (p. 339). - Determine technology pathways partly through “greater public engagement” (p. 339). - Raise ambition before 2020 “if the 2 °C limit is to be taken seriously” and agree a long-term deal that gives business investment certainty (p. 328). - Make data and code openly available; adopt conflict-of-interest, error-correction and communication reforms (pp. 330, 336). These are the UK inquiries’ and the IAC’s recommendations and the IPCC’s May 2011 reforms, relayed by the chapter. The authors’ own contribution is to endorse more transparent communication and to say scientists should take even unfounded criticism seriously (p. 336). - (Opening box, editorial) There is “an urgent need for action to reduce CO2 emissions” (p. 308). - (Panel 14.1, MacGarvin) Uncertainty should not cause “policy paralysis”. Further research is not necessarily the best response. Robust strategies and attention to type II errors and structural uncertainty are needed (pp. 333–335).
Mechanisms and dynamics#
1. How warnings arose, and why the earliest ones did not travel. - The first quantitative warning’s author did not regard it as a warning: Arrhenius was more worried about cooling (p. 311). Whether a finding reads as a “warning” depends on the observer’s values and situation, not only on the physics. - Callendar’s 1938 synthesis failed because (a) peers did not trust his measurements and (b) the dominant discipline (meteorology) lacked the competence (radiative transfer) to evaluate it (p. 311). - Warnings from outside a field’s core expertise, relying on measurements the field distrusts, are discounted. Later credibility came from measurement infrastructure and inter-laboratory standardisation: reliable CO2 trends only in the 1960s, CH4 and N2O only in the late 1980s (p. 311 fn 2; p. 312).
2. Confounders and masking producing false reassurance. - Aerosol pollution masked warming from the late 1940s to the 1970s (p. 313), so observations seemed not to confirm theory for three decades. - Aerosols still mask about a third of the enhanced effect (p. 313). - The chapter does not examine whether this “absence of obvious warming” was used politically. It does show how one form of pollution hid the effects of another.
3. Inertia: decoupling of cause, evidence and remedy. - Ocean heat capacity delays the full signal by decades. Less than two-thirds of committed warming is visible during rapid increase, and policy effects are detectable only after several decades (pp. 313–314). Gas lifetimes run from a decade to millennia (p. 337). - This produces two dynamics: - (a) waiting for observed harm guarantees commitment to more harm; - (b) the payoff from action lies beyond the planning horizon of present decision-makers, which weakens self-interest (pp. 337–338).
4. Standard of proof and scientific conservatism. - FAR (1990) would not attribute warming to humans because of “the level of proof that is required” (p. 318). Detection came only in 1995 (p. 318). - The panel notes that academic science conventionally minimises false positives. Only AR5 guidance first asked authors to consider false negatives (p. 335). - The chapter’s own five-criteria ladder (p. 336) makes the burden of proof an explicit, adjustable policy variable. - Precautionary recommendations came from within the IPCC process (the Response Strategies WG, 1989) before attribution was established (p. 318). So the scientific-assessment institution itself separated “enough to act” from “enough to assert”.
5. Boundary institutions and coordinated voice. - Coordinated international programmes (WCRP 1980, IGBP 1986) produced the 1980s breakthroughs (pp. 314, 316). - A unified scientific voice, amplified by NGOs, moved the issue into policy (p. 316). - The IPCC’s hybrid design gave its statements unusual authority with governments: UN sponsorship, intergovernmental membership, nominated authors, multi-round review and line-by-line approval (Box 14.2, p. 317). - The same concentration of authority made the IPCC a single target. Small errors in a 3,000-page report became “Glaciergate”, and managerial defensiveness damaged trust (p. 330). - The chapter notes but does not analyse the ambiguity of the arrangement: plenaries include policymakers, but “the actual assessment work is done by selected scientists only” (p. 318).
6. Interests shaping evidence and perception. - Groups “seek to shape perceptions of truth” (p. 320). - The fossil-fuel-funded Global Climate Coalition (1989–2002) ran advertising campaigns before Kyoto. Later efforts formed a “denial industry”. The tactic of “spreading doubt and confusion” recurs across tobacco, acid rain and ozone (p. 330). - A small number of scientists without relevant publication records got “prominent attention” (p. 330). Media norms differed by country (p. 330). - Blogs recast scientific arguments as “just another opinion” (p. 338). - Opinion and political pressure fell after 2009 (p. 336). - The chapter’s evidence here is secondary (Oreskes and Conway; Dunlap and McCright; Hoggan and Littlemore; Painter) and correlational for the opinion effects.
7. Business positions are not fixed. - “Parts” of the fossil fuel industry opposed action. Other businesses saw opportunity (WBCSD, renewables). Over time many shifted towards supporting regulation “to provide investment security” (p. 320). - The Durban decision recognises that business needs long-horizon agreements (p. 328). - Regulatory certainty can become something some industry actors want, and incumbents and challengers diverge.
8. Collective action and free-riding. - Emission cuts are cost-effective only if others act comparably (p. 337). The US left Kyoto partly because major developing countries were exempt (Byrd-Hagel; p. 326). Developing countries insisted on exemption on equity grounds (p. 324). - The design deliberately accepted global emissions growth to 2012, and underestimated it (p. 325). - The UNFCCC’s COP rules of procedure “have never been agreed” (p. 323). From general knowledge, this means decisions in practice need consensus. The chapter does not draw this out, but it helps explain weak outcomes.
9. Distribution of costs, benefits and harm. - Causers are protected by the wealth that fossil fuels generated. Victims are poor and in marginal climates (p. 309). - Precaution has mostly been applied where implementers were beneficiaries (p. 337). - Mitigation imposes concentrated near-term costs on “particular economic actors”, while benefits are diffuse and delayed. Losers lobby (p. 338). - Clearer knowledge of distribution reduced momentum (p. 337). This is an asserted mechanism, hedged (“it appears”) and with no evidence given; it resembles lifting a “veil of ignorance”.
10. Windfalls, accounting and apparent success. - Kyoto compliance was substantially helped by events unrelated to climate policy: UK coal-mine closures, German reunification, post-Soviet economic collapse (–35 %) and the 2008 recession (p. 324). - Offsets let industrialised countries meet targets with about half the domestic effort (p. 325). - Some offset projects rewarded producers of a potent by-product gas for destroying it, creating profits from pollution (p. 326), and for some credits additionality was “hard to prove” (p. 326). - Formal compliance can therefore diverge from real mitigation. The chapter reports these facts but still calls the CDM “one of the successes” (p. 326) and does not draw the general implication.
11. Framing and language. - The UNFCCC’s key terms (“dangerous”, “tolerable limits”, “safe level” in quotation marks, p. 327) look like scientific questions but turn largely on value judgements (Box 14.4, p. 322; three of its four questions are explicitly called value-laden). - The 2 °C limit is explicitly “a political decision” informed by science and by perceived feasibility (p. 327). - The chapter’s own vocabulary is combative: “deniers”, “contrarians”, “denial industry”, “unfounded confusion”, “settled knowledge” (pp. 309, 330). - It ends by proposing a strategic reframing from “threat” to “opportunity” (pp. 338–339). It treats framing as a lever, not just a description.
12. Uncertainty handling as institutional learning (Panel 14.1). - The IPCC moved from inconsistent verbal terms (FAR, SAR), to guidance aiming at quantification (TAR), to multiple terminologies (AR4), to evidence-and-agreement plus likelihood (AR5) (pp. 331–335). - Persistent problems: - group convergence and overconfidence (“experts are correct less often than their confident assessments imply”, p. 332); - strategic behaviour in drafting (p. 332); - anchoring on previous values (p. 333); - uneven uptake across disciplines (WG III did not adopt the guidelines, p. 332); - systematic neglect of structural uncertainty (pp. 333–334), which even the post-crisis IAC review did not raise (p. 334). - The institution learned about communicating uncertainty faster than about structurally acknowledging ignorance.
13. Mental models of key actors (where the text supports it): - Arrhenius: warming not alarming; cooling the worry (p. 311). - 1930s meteorologists: distrust of CO2 data; weak radiative literacy (p. 311). - Decision-makers before 1985: an implicit stationarity assumption, that the past climate is a guide to the future (p. 316). The 2004 IPCC workshop makes the parallel point that frequentist probability assumes stationarity (p. 332). - US legislators: fairness and competitiveness concerns (p. 326). - Developing countries: historical responsibility (p. 324). - EU: “tolerable risk” plus feasibility (p. 327). - Economists: priority-setting and discounting (pp. 319, 330). - IPCC management: defensive (p. 330). - Scientists: poor communicators (p. 336). - The authors themselves (my interpretation): that more and better science would carry policy. They show that it did not, and they end up locating the problem in interests, distribution, risk perception and framing.
14. Lock-in and path dependence (under-analysed). - The chapter says fossil fuels underpin how modern societies live (p. 309) and that infrastructure built on past climate may become maladapted (p. 316). It notes that investment decisions need long-term policy signals (p. 328) and that long-lived gases lock in future warming (p. 337). - It never discusses energy infrastructure lock-in, sunk capital, subsidies or incumbent political power as such. The only incumbent behaviour analysed is doubt-creation (p. 330).
15. Substitutes and innovation. - Mitigation scenarios rely variously on CCS, nuclear or 80–100 % renewables (p. 320). SRREN shows wide scenario ranges (p. 320). - Renewable industries became pro-regulation constituencies (p. 320). The CDM was meant to transfer technology (p. 325). - Measures without co-benefits, such as CCS, lack self-interested support (p. 338). - The chapter treats innovation mainly as scenario options and co-benefits, not as a dynamic that changes costs over time.
16. Absences. - There is no discussion of lay or local knowledge, courts or litigation (apart from citing an EPA petition denial as evidence of few IPCC errors, p. 330), domestic regulation, or energy-sector economics and subsidies. - Adaptation is barely discussed.
Transferable insights (technology-neutral)#
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Whether a finding counts as a “warning” depends on the observer’s values and situation, so early signals can be quantitatively right and still carry no alarm. - Evidence: Arrhenius’s 3–5 °C estimate was “close to present day knowledge” but he “was not alarmed”, fearing cooling instead (p. 311). The opening box nonetheless calls this the “first scientifically credible early warning” (p. 308). - Strength: moderate. The facts are clear; generalising from one historical case needs other cases to support it.
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Warnings from outside a field’s competence, or based on measurements the field distrusts, tend to be discounted until measurement infrastructure and inter-laboratory standards establish credibility. - Evidence: Callendar was disbelieved on CO2 data, and meteorologists lacked radiative-transfer knowledge (p. 311). Reliable CO2 trends came in the 1960s, CH4 and N2O in the late 1980s (p. 311 fn 2). Keeling’s remote monitoring had shown a clear rising trend by 1970 (p. 312), and the chapter dates Criterion 1 to the late 1960s (p. 336). - Strength: moderate. The pattern is consistent across the chapter, but it rests on one well-described episode (Callendar), whose reasons the chapter gives in two sentences without sources.
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A co-occurring process can mask a harm for decades and create apparent disconfirmation. - Evidence: aerosol pollution suppressed observable warming from the late 1940s to the 1970s and still masks about one third of the forcing (p. 313). - Strength: strong as a physical fact. The chapter does not show how the masking affected policy.
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When there is long system inertia, waiting for observed harm locks in further harm, and the effects of corrective action also arrive late, beyond decision-makers’ horizons. - Evidence: less than two-thirds of committed warming is visible, and policy effects are detectable only after decades (p. 314). Gas lifetimes run to millennia and ocean inertia is large (p. 337). The Table 14.1 1980s row makes the same point (p. 339). - Strength: strong. Robust model result, repeated across assessments.
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The evidential threshold for action is a choice. Making it explicit (a ladder of criteria) shows how much precaution a society is exercising. - Evidence: the five criteria, and “the more … willing to adopt a precautionary approach, the fewer criteria have to be fulfilled” (p. 336). The dates each was met (pp. 336–337). FAR’s refusal to attribute given “the level of proof … required” (p. 318). - Strength: moderate. A useful heuristic, but constructed in hindsight by the authors and not tested against other cases.
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Scientific assessments may recommend action before they can assert cause. Separating “enough evidence to act” from “enough evidence to conclude” is feasible within one institution. - Evidence: the IPCC Response Strategies WG (1989) urged immediate response strategies while WG I (1990) could not attribute (p. 318). UNFCCC was adopted before criteria 4 and 5 were met (p. 338). - Strength: moderate. Documented; how much the early recommendations influenced events is not analysed.
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Framework-level precaution under uncertainty is easier to achieve than binding, effective measures. The main delay sits in implementation, not in initial recognition. - Evidence: UNFCCC came two years after FAR and Kyoto two years after SAR (pp. 321, 324, 326). The commitment was “not really legally binding” (p. 322). Kyoto took more than seven years to enter into force (December 1997 to February 2005), the largest emitter exited and global emissions rose from 38 to 50 Gt (pp. 324–325). Copenhagen failed (p. 327). The chapter’s own conclusion is that precaution’s influence “diminished” (p. 338). - Strength: strong as a description of this case. Well documented dates.
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Precaution is most readily applied when those who bear the costs are also those who benefit. It falters when causers and sufferers differ across place and time. - Evidence: “It seems” precaution has mostly been applied at regional scales, where stakes were lower and “those implementing policies were generally also the ones benefitting” (p. 337). The climate causer/victim mismatch (p. 309). Intergenerational delay weakens incentives for “self-interested high emitters” (pp. 337–338). - Strength: moderate. A plausible and important comparative claim, asserted without systematic evidence from the regional cases.
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Better knowledge of who will win and who will lose can weaken cooperation rather than strengthen it. - Evidence: “it appears that increasing information on the expected distribution of impacts … has unfortunately decreased the momentum” (p. 337). - Strength: asserted. Hedged by the authors and no evidence offered; an interesting hypothesis.
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Actors commit to reducing a hazard when they are persuaded the remedy is feasible and affordable, not when the hazard is proven. Solution-side evidence can matter more than harm-side evidence.
- Evidence: risk management “had a much stronger impact” than precautionary arguments, and countries committed only after satisfying themselves on feasibility and cost (p. 338). The EU 2 °C limit was shaped by “perceived feasibility” (p. 327). The IPCC’s role in “explaining potential solutions and their estimated costs” (p. 336).
- Strength: moderate. Consistent with much of the chronology given. It is the authors’ interpretation, and one author co-led the working group that produced the cost assessments. Counter-evidence in the chapter itself: Kyoto was adopted when knowledge was “still far from certain on … the feasibility and costs of emission reductions” (p. 326), and the UNFCCC was agreed before feasibility had been established (p. 338).
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Concentrated short-term losers organise against diffuse long-term gains. Framing a remedy as sacrifice invites opposition; aligning it with near-term benefits may not.
- Evidence: “Those that could be worse off in the short term will lobby against a proposed policy” (p. 338). Measures lacking co-benefits (e.g. CCS) have especially weak self-interested support (p. 338). The proposed “co-benefit” reversal (p. 339).
- Strength: moderate for the diagnosis. Suggestive for the remedy: in 2012 it was a hope, not a demonstrated result.
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Incumbents threatened by a finding can delay action by manufacturing doubt rather than refuting evidence. The tactics recur across cases, and media norms can amplify them.
- Evidence: Global Climate Coalition 1989–2002 and pre-Kyoto advertising (p. 330). A “denial industry”, and parallels with tobacco, acid rain and ozone (p. 330). Non-specialist scientists getting prominence, and differing media inclinations by country (p. 330).
- Strength: moderate. Well supported in the cited secondary literature. The chapter itself offers little primary evidence and asserts rather than measures the size of the delay.
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An authoritative assessment body concentrates credibility, which makes it both effective and a single point of failure. Defensive responses to criticism, even unfounded criticism, amplify the damage.
- Evidence: Box 14.2 on sources of authority (p. 317). Small errors in a 3,000-page report became a scandal. A “delayed and defensive reaction … made things worse” (p. 330). Public concern fell (p. 336). The panel notes the glacier error had been “raised but unaddressed” in review (p. 334).
- Strength: moderate. The events are documented. The causal link to opinion change is confounded by other factors (economic crisis).
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Transparency (open data and code, conflict-of-interest rules, error-correction protocols, traceable reasoning) is the institutional response to credibility attacks, and it has resource costs.
- Evidence: the inquiry recommendation to release data “right down to the computer codes” (p. 330). The May 2011 IPCC reforms (p. 336). The IAC’s support for full traceability, which the panel notes “has resource implications” (p. 334).
- Strength: moderate. Reforms are documented; their effectiveness was unknown in 2012.
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Expert groups systematically underestimate structural uncertainty (the unknowns in the models and framings themselves). Calibrated-probability vocabularies can create false precision, especially where few independent analyses exist.
- Evidence: the 2004 workshop’s “demonstrable tendency” to overlook structural uncertainty and “more apparent certainty … where only one or very few independent analyses” existed (p. 333). “Experts ‘are correct less often than their confident assessments imply’” (p. 332). The linear typology “has the potential to contribute to this confusion” (p. 334). The IAC review did not raise the issue (p. 334).
- Strength: strong that the IPCC itself recognised the tendency (its own workshop and guidance documents say so). Moderate as a general claim about expert groups, and the “false precision” point is partly MacGarvin’s own analysis.
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Group dynamics (convergence, anchoring on previous values, strategic “gaming” in drafting) shape consensus assessments. Disagreement between confident individuals differs from shared uncertainty, and users need to know which is which.
- Evidence: TAR guidance (p. 332); AR4 guidance (p. 333); AR5 guidance (p. 335).
- Strength: strong as a record of what the institution itself acknowledged. Its effects on actual findings are not assessed.
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Choosing which error to minimise (false positive or false negative) is a value choice built into how findings are stated. Conventional scientific practice favours avoiding false alarms.
- Evidence: AR5 guidance asked authors “for the first time” to consider type I and II errors, and the precautionary reading is “more important to be safe than to be right” (p. 335). FAR’s attribution conservatism (p. 318).
- Strength: moderate. The IPCC guidance point is documented; the precautionary gloss is MacGarvin’s.
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Terms such as “dangerous”, “tolerable” or “safe” look scientific but depend on values. Target levels are political decisions informed by, not derived from, evidence.
- Evidence: Box 14.4’s questions, three of which are explicitly value-laden (p. 322). The EU 2 °C was “a political decision” mixing tolerable risk and feasibility (p. 327). “no clear idea how big the challenge actually was” (p. 327).
- Strength: strong. Explicit in the text, and consistent with the treaty language.
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Flexibility and offset mechanisms can create non-additional credits and perverse incentives, and can let formal compliance diverge from real reductions.
- Evidence: CDM credits could halve domestic cuts (p. 325). Hydro and supercritical-coal additionality doubts. HFC-23 destruction profits for by-product producers (p. 326).
- Strength: moderate to strong. Specific examples, with numbers from Metz (2010).
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Apparent success can come from windfalls unrelated to policy, which inflates judgements of policy effectiveness.
- Evidence: UK coal-mine closures, German reunification, post-Soviet collapse (–35 %) and the 2008 recession all helped Kyoto compliance (p. 324).
- Strength: strong on the facts as reported, though the chapter says only that these events “have helped” and does not quantify their share. The generalisation is my inference; the chapter reports the facts but does not draw it out.
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Business positions on regulation change. Once some firms see opportunity, or value policy certainty for investment, they can become constituencies for regulation.
- Evidence: “It appears that” many businesses shifted “from being against action … to being in favour of measures such as regulation” (p. 320). Business needs long-term agreements (p. 328).
- Strength: suggestive. Stated briefly; not analysed, by the chapter’s own admission (p. 320).
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Institutions that document “late lessons” may themselves hold back a case to protect their credibility, so a precautionary organisation can be cautious about controversy.
- Evidence: climate was excluded from LL1 because of “too much legitimate controversy”, despite the 1995 IPCC finding (p. 308).
- Strength: moderate. It is a single, clearly stated editorial decision.
Limitations, contestation and bias check#
Advocacy versus analysis - The chapter is an insider history. The authors held senior roles in the institutions they evaluate: Metz in IPCC WG III, Grassl in the WCRP, MPI-M and WBGU (from general knowledge; not disclosed in the chapter). Box 14.2 on the IPCC’s authority (p. 317), the cost findings of WG III (p. 319), the treatment of “Glaciergate” as minor (p. 330) and the CDM as “one of the successes” (p. 326) should all be read with that in mind. Some material is self-referential: Grassl’s own paper (p. 313), his own name in Table 14.1 (p. 339), Metz’s book as source for two boxes and the CDM analysis (pp. 323, 325, 327). - Critics grouped together. Economists making a priority-setting argument (Lomborg, Copenhagen Consensus) are called “Another line of attack on addressing climate change” and placed in the section on creating doubt (p. 330). The chapter does distinguish them from science denial, but it does not engage the argument. The discount-rate dispute (Nordhaus) gets one sentence (p. 319). Nobody sceptical of the UNFCCC architecture is given a hearing. There is no dissenting panel. - Selective causal analysis. The authors say doubt-creation is “not the only” factor and that “the growing ineffectiveness of the current approach to international agreements” also contributed. They declare the latter “beyond the scope” (p. 330). They also exclude detailed NGO and business analysis (p. 320). Among the political-process causes, then, only doubt-creation is examined in depth, and it is the one outside the scientific and diplomatic institutions. The Discussion does analyse structural causes (collective action, distribution, inertia, risk perception, framing; pp. 337–338), but not the treaty regime’s own design. The reference list includes uncited works by prominent critics of the Kyoto architecture (Victor 2011a, 2011b; Prins and Rayner 2007) and a first-hand account blaming China for Copenhagen (Lynas 2009). This may mean a longer draft engaged these explanations and they were cut, though the chapter’s generally loose citations make that uncertain (see References). - The green growth reframing (pp. 338–339) is advocacy reflecting 2011–2012 policy fashion (Rio+20). No evidence is offered that reframing changes outcomes, and the tension with the chapter’s own collective-action analysis is not discussed. Co-benefits do not solve free-riding on the climate component.
Precautionary framing and internal tensions - The chapter uses “precautionary principle” in two senses that pull against each other: - (a) an evidentiary threshold (act before full certainty), under which the authors conclude precaution is no longer “needed” because the criteria are met (p. 337); - (b) a norm of necessary action under uncertainty, under which the last 20 years are “inconsistent with a strict interpretation” (p. 336). - If the knowledge is certain, the failure is not a failure of precaution but of risk management, collective action and political economy, which is roughly where the Discussion lands (p. 338). - The main text’s claim that uncertainty is resolved “at a high confidence level” (p. 337) confines precaution to the physical question. It sits uneasily with Panel 14.1: - the panel stresses underestimated structural uncertainty, long-tail outcomes and robust strategies (pp. 333–335); - the chapter itself admits deep uncertainty about impacts, costs and feasibility (pp. 319, 327, 336–337). - A precautionary reading of the panel would argue for more weight on uncertainty in impacts and tipping points, not less. The chapter does not reconcile the two. - Feasibility tension. The chapter says Kyoto was adopted when knowledge was “still far from certain on … the feasibility and costs of emission reductions” (p. 326), but also that countries committed “only … after having satisfied themselves that emissions reductions are technically feasible” and affordable (p. 338). These can be reconciled only if “satisfied themselves” means political rather than scientific confidence. The chapter does not address this. - Hindsight. The five-criteria ladder (p. 336) is a retrospective construct. Any criterion looks “met” once history has confirmed it. The chapter does not show that decision-makers at the time saw these thresholds, or that meeting each one changed behaviour.
Evidence quality and factual issues found in reading (to verify against primary sources): - Climate sensitivity: - AR4’s 2–4.5 °C range is described as bounds “at two standard deviations” (p. 319). AR4 called this the likely (>66 %) range, so “two standard deviations” overstates confidence. - TAR is said to have estimated 2.5 °C “without providing upper and lower bounds” (p. 320). From general knowledge, TAR retained the 1.5–4.5 °C range, so this looks wrong; verify before citing. - Table 14.1 gives “2.4–4.5 °C” (p. 339), against 2.0–4.5 °C on p. 311. - The calibrated likelihood terms on p. 337 (“likely” 67–90 %, “very likely” 90–99 %, “virtually certain” 99–100 %) are closer to the TAR scheme than to AR4’s (>66 %, >90 %, >99 %), and differ from the panel’s AR4 description (p. 333). This is a minor imprecision. - Dates: - First early warning 1897 (p. 308) versus 1896 (pp. 310, 339). - Toronto target by 2005 (p. 321) versus 2003 in a garbled table row (p. 340). - Rio “World Summit in July 1992” (p. 321) versus June 1992 (p. 321). - Russia’s ratification dated 16 February 2005 (p. 324); that is the entry-into-force date. - Australia said to have ratified in December 2008 (p. 326), and Table 14.1 says “2008 Australia signs” (p. 340). From general knowledge, Australia signed in 1998 and ratified in December 2007. - IPCC Nobel Peace Prize dated “November 2007” (p. 327); it was announced in October and awarded in December 2007. - The Article 4.2 paraphrase says stabilisation “by the end of the century” (p. 322), but the clause quoted refers to “the end of the present decade” (2000). - Figure 14.4: the lower panels are described as “temperature increases” (pp. 328–329) but show 2020 and 2050 emission levels by temperature class. - CDM: “465 certified emission reductions (CERs) had been issued” (p. 325) lacks a unit (probably millions). The “halving domestic effort” arithmetic (p. 325) is not reconciled with Annex B being already ~22 % below base year in aggregate (p. 324) because of post-Soviet “hot air”. Aggregate and individual-country compliance are conflated. - Eurobarometer: the 57 % → 34 % “five major concerns” figure (p. 336) most likely refers to ranking among environmental issues, not concerns in general. The cited source (EC 2011a in the reference list) is Special Eurobarometer 365, Attitudes of European citizens towards the environment, which supports that reading (verify the question wording). The fall is attributed to “these attacks and other developments” without separating the 2008 economic crisis. - The GCC advertising “certainly had an impact on public opinion” (p. 330) is asserted without data. - Case evidence is thin on harms. There is no quantification of realised damage, of the costs of delay or of who has already suffered. This contrasts with other Late Lessons chapters, where harm data anchor the lessons.
Fairness in the other direction - The chapter is self-critical at points: - the scientific community “not … completely free of blame” and IPCC defensiveness (pp. 330, 336); - CDM weaknesses (p. 326); - the recession’s role in emissions reductions (p. 324); - economic caveats on Stern (p. 319); - acknowledgement that risk management, not precaution, drove action (p. 338); - Table 14.1 concedes “deficiencies in the handling of scientific uncertainty” in AR4 as well as “minor errors” (p. 340). - It does not claim the science was always certain. It traces genuine disputes (sensitivity estimates, pp. 312–313; flux corrections, p. 314; unexplained glacial CO2 limits, p. 314; cloud and aerosol effects, p. 313). - The editorial opening box openly admits the EEA’s own earlier caution (p. 308). - Panel 14.1 is a genuinely critical, well-sourced account of an institution’s epistemic practices. It is arguably the most transferable part of the chapter.
Case selection - Climate is not a typical Late Lessons case. The hazard is a whole energy system with huge benefits (p. 309), not a discrete product. The “regulator” is an international treaty system. The harms are mostly prospective. - Lessons about burden of proof and doubt-creation transfer readily. Lessons about treaty design and green growth are specific to global commons problems.
Notable quotes#
- “Other forces have developed to obstruct this knowledge transfer by creating unfounded confusion even around robust scientific findings.” (p. 309)
- “Ironically, or tragically, the societies that have contributed most to the problem … are generally least affected by its impacts, and vice versa.” (p. 309)
- Callendar’s meteorological colleagues “did not believe the CO2 concentration changes he claimed to have been observed” (p. 311)
- “the precautionary principle in action” (on Toronto and Noordwijk, p. 321)
- “a complicated and not really legally binding way of saying that developed countries will try to stabilise GHG emissions” (p. 322)
- “The precautionary element was to set a clear limit, despite the continuing scientific uncertainty” (p. 327)
- “A delayed and defensive reaction from the IPCC management to these accusations made things worse.” (p. 330)
- Structural uncertainty: “an obligation to identify what we are unlikely to be able to know before the changes actually occur” (Panel 14.1, MacGarvin quoting the 2004 IPCC workshop, p. 333)
- “we are far beyond the knowledge level where the precautionary principle would still be needed for any action in the global climate change context” (p. 337)
- “it appears that increasing information on the expected distribution of impacts, i.e. on expected ‘winners’ and ‘losers’, has unfortunately decreased the momentum for international climate policy” (p. 337)
Open questions#
- Author roles. Confirm Grassl’s and Metz’s positions from the LL2 contributor list. Did the EEA consider the conflict of evaluating institutions the authors led, and was an independent or critical panel considered?
- Cut material. Why are Victor, Prins and Rayner, Lynas, Nurse, Korea, China and Mexico low-carbon plans and others in the reference list but not the text? Is an earlier draft recoverable (EEA archive, or the authors’ other publications) that engaged critiques of the UNFCCC architecture?
- Factual checks. TAR’s stated climate sensitivity range; AR4’s characterisation of the 2–4.5 °C range; the Eurobarometer question wording; the CDM “465” figure; the Toronto target year; Australia’s ratification date (chapter: December 2008).
- Weight of evidence on doubt-creation. How much of the 2000–2010 delay can be attributed to doubt campaigns versus treaty design, economic crisis, the rise of developing-country emissions and energy-system lock-in? The chapter says “partially, but not wholly” (p. 338) but does not apportion.
- Winners and losers. Is there evidence for the claim that better knowledge of distribution reduced cooperation (p. 337)? What is the source?
- Precaution’s two senses. How does this chapter’s “far beyond” conclusion (p. 337) sit with the LL2 synthesis chapters (Chapter 27 is cross-referenced, p. 337), and with the panel’s emphasis on structural uncertainty and type II errors?
- Harms data. Why does the chapter omit realised-harm and cost-of-delay estimates, which would make it comparable with other cases?
- Hindsight checks (for the later hindsight strand): - Did global emissions peak by 2015 (p. 319)? - Did CO2 stay below ~400 ppm (p. 320)? - Did the 2015 deadline yield a binding agreement (p. 328)? - Did Kyoto first-period compliance hold (p. 324)? - What happened to the CDM, HFC-23 credits (p. 326) and US federal policy (p. 326)? - Did the “green growth” reframing change outcomes (pp. 338–339)? - Did the 2011 IPCC reforms restore credibility (p. 336)? - How did public concern move after 2011 (p. 336)?
- Uncertainty guidance in practice. Did AR5 and later assessments actually implement traceable accounts and address structural uncertainty, which the panel doubted (“nominally at least”, p. 334)?
Audit log#
Independent audit against the full text extract (pp. 308–346), with rendered checks of Fig. 14.2 (p. 315), Fig. 14.4 (p. 329) and Table 14.1 (p. 340). All quotations were checked against the source and found verbatim, apart from the hedges restored below. The uncited-reference list was confirmed by search. No contemporary-technology content was found.
- Opening box: marked the “reputational caution” point as the note-writer’s observation, not the box’s.
- Box 14.2: added “lifted to a level never reached before in any field of science”; noted the main text’s three-stage review; marked the “advocacy” judgement as interpretation.
- IPCC establishment: added the time pressure to finish FAR for SWCC (p. 318).
- Box 14.3: corrected “before peer-reviewed publication” to “before journal publication”, since the box calls it a pre-print of a peer-reviewed paper.
- TAR: corrected “Impacts were ‘much more serious’” to evidence of impacts “strongly increased” and projections “much more serious than in the past”.
- Climate sensitivity: added the chapter’s claim that a higher sensitivity estimate drove the “stark messages” and lower concentration limits (pp. 319–320).
- Business shift: restored the source’s hedge “It appears that” (p. 320) in the section notes and insight 21.
- Toronto/Noordwijk: added the mixed government/agency/scientist make-up and “heart of the legal climate change regime” (p. 321).
- Box 14.4: corrected “Each is shown to be partly a value judgement” to three of four; the fourth is framed as needing scientific and economic knowledge.
- Article 4.2: flagged the chapter’s “by the end of the century” paraphrase as a slip (the quoted clause says the present decade, i.e. 2000).
- Kyoto entry into force: marked the Russia ratification correction as general knowledge; added that the US had signed but never ratified.
- EU-15 compliance: replaced “(from 1985)” and “German reunification (1989)” with the chapter’s own wording.
- CDM: added the chapter’s “very likely”/”relatively low price” assumption; changed “additionality is doubtful” and “non-additional” to the source’s “hard to prove” / “possibly would have happened anyway” (section notes, lesson 9, mechanism 10).
- Australia: flagged the chapter’s December 2008 ratification and Table 14.1’s “2008 Australia signs” as likely errors (general knowledge: signed 1998, ratified December 2007); updated timeline, Table notes, Limitations and Open questions.
- Kyoto precaution passage: restored the full “far from certain on … feasibility and costs” clause and flagged its tension with p. 338.
- 14.6.1: removed the implied causal claim that AR4 and the Nobel “made Bali possible”; used the source’s wording; flagged the “November 2007” Nobel date.
- EU 2020 pledge: clarified that –20 % emissions is against 1990 and only the energy-use target is against projections.
- 14.6.4 scoping: softened “the one cause analysed” to say only doubt-creation is analysed in 14.6.4, while the Discussion adds structural causes; the treaty design itself is not examined.
- Economists (Lomborg etc.): replaced “same category as organised denial” with the source’s “Another line of attack on addressing climate change”, placed in the doubt section (section notes and Limitations).
- Opinion effects: added the unsourced claim that doubts increased, and the p. 338 restatement.
- Panel 14.1: added WG I’s agreement on separate evidence/unanimity indications; the AR4 guidance’s call to address value and structural uncertainty; reattributed “resource implications” to the panel rather than the IAC (section notes and insight 14); noted the IAC-requester discrepancy; marked the “nominally” reading as interpretation; noted Metz 2009 and Stern 2007 are also uncited in the panel list.
- Discussion: corrected “Why precaution worked elsewhere” and “Precaution succeeded where…” to “was mostly applied”, restoring the “It seems” hedge; the chapter does not claim success (section notes, lesson 5, mechanism 9, insight 8).
- Winners/losers claim: restored the “it appears” hedge in the section notes, lesson 6, mechanism 9, insight 9 and quote 10.
- Authors’ lessons: added lesson 11 (uncertainty guidelines were “An important factor” in meeting the criteria, p. 337).
- Recommendations: reattributed the data/code, conflict-of-interest and error-correction reforms to the inquiries, the IAC and the IPCC, relayed by the chapter rather than the authors’ own.
- Mechanism 8: marked “decisions need consensus” as general knowledge.
- Mechanisms 11 and 13: softened “value judgements presented as scientific questions” and “Arrhenius: warming as benign”; marked the authors’ mental model as interpretation.
- Table 14.1: confirmed on the rendered page that the Toronto row is garbled in print; added the Villach row conflation, the “Scientific conferences” label for the ministerial Noordwijk meeting, and the Australia row.
- References: added further uncited entries (UNFCCC 2011c; older Tyndall, Fourier and Möller items) and a caution that loose citations (UNFCCC 2010/2009, UNEP 2010a/c, WBGU 1993/1994, “Oppenheim”) weaken the “cut material” inference; softened that inference in Limitations.
- Timeline and lags: relabelled Villach October 1985 as the “culmination” of the Villach warnings, not the “first coordinated” warning.
- Insight 2: downgraded from strong to moderate (one episode, reasons given in two unsourced sentences); removed “Keeling’s monitoring turned the issue”.
- Insight 7: corrected “eight years” to “more than seven years” for Kyoto’s entry into force.
- Insight 10: added counter-evidence from the chapter itself (pp. 326, 338).
- Insight 15: split the strength rating into strong (IPCC self-recognition) and moderate (general claim).
- Insight 20: noted the chapter does not quantify the windfalls’ share.
- Limitations: added the feasibility tension (p. 326 vs p. 338); the p. 337 likelihood percentages that do not match AR4; the Australia, Nobel and Article 4.2 slips; and Eurobarometer source confirmation (Special EB 365 on environmental attitudes); strengthened the TAR sensitivity note. Fairness list: added Table 14.1’s admission of “deficiencies in the handling of scientific uncertainty”.
- Digest: matching fixes to the CDM wording, the doubt-creation “not the only one” qualifier, “AR5 guidance”, precaution “applied” rather than “works”, the feasibility tension, value-judgement wording, insight strengths (2, 7, 10, 12), insider/causal-analysis caveats and the factual-slips list.